DFX Intelligence
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Registered advisor
J••• L•••••• R••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••• A••••• L••••••
At current firm
19 y
since Oct 13, 2006
In the industry
30 y
since Jul 29, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Oct 13, 2006 · Reston, Va
- W••••••••• F•••••••• G••••• I••• unclassifiedJan 2, 2003 to Oct 17, 2006 · Reston, Va
Moves
a registration end followed by a registration begin elsewhere
- W••••••••• F•••••••• G••••• I••• to C••••••••• F•••••••• N••••••left Oct 17, 2006, registered Oct 13, 2006 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address