RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• R••••• B•••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Oak Forest, Il
- A•••••• A••••••• S••••••• formerAug 13, 2020 to Sep 5, 2025 · Oak Forest, Il
- A••••••• T•••• I••••••••• S••••••• A•••••••• I••• state registeredFeb 4, 2019 to Sep 17, 2020 · Whiting, In
- A••••••• T•••• I••••••••• S•••••••• I••• unclassifiedMay 19, 2014 to Apr 1, 2019 · San Clemente, Ca
- C•••••• C•••••• M••••••••• A•••••••• L•• independent RIAApr 30, 2013 to Aug 14, 2020 · Lisle, Il
- B• R•••• W••••• A•••••••• I••• BD affiliatedMay 15, 2009 to Apr 1, 2013 · Oak Brook Terrace, Il
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Apr 17, 2009 · Orland Park, Il
- P••••••••• E••••• G••••• L•• unclassifiedJan 28, 1998 to Jul 1, 2003 · Orland Park, Il
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- A••••••• T•••• I••••••••• S••••••• A•••••••• I••• to A•••••• A••••••• S•••••••left Sep 17, 2020, registered Aug 13, 2020 (-35 days) · Other
- C•••••• C•••••• M••••••••• A•••••••• L•• to A••••••• T•••• I••••••••• S•••••••• I•••left Aug 14, 2020, registered May 19, 2014 (-2279 days) · Other
- A••••••• T•••• I••••••••• S•••••••• I••• to A••••••• T•••• I••••••••• S••••••• A•••••••• I•••left Apr 1, 2019, registered Feb 4, 2019 (-56 days) · Other
- B• R•••• W••••• A•••••••• I••• to C•••••• C•••••• M••••••••• A•••••••• L••left Apr 1, 2013, registered Apr 30, 2013 (29 days) · Other
- W•••• F•••• A••••••• to B• R•••• W••••• A•••••••• I•••left Apr 17, 2009, registered May 15, 2009 (28 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address