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Registered advisor
F•••• R•••••• F•••
Feed of 09/14/2026
Also filed as F•••• R•••••• F•••
At current firm
10 y
since Aug 18, 2016
In the industry
29 y
since Oct 23, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 18, 2016 · Oakland, Md
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 8, 2010 to Oct 10, 2012 · Bethesda, Md
- B••• I••••••••• S•••••••• I••• formerNov 24, 2009 to May 25, 2010 · Charlotte, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedSep 29, 2006 to Dec 17, 2008 · Washington, Dc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 7, 2005 to Sep 6, 2006 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to T••••• A••••••• S•••••••• I•••left Oct 10, 2012, registered Aug 18, 2016 (1408 days) · Other
- B••• I••••••••• S•••••••• I••• to C•••••••• G••••• M•••••• I•••left May 25, 2010, registered Jul 8, 2010 (44 days) · Other
- C•••••••• G••••• M•••••• I••• to B••• I••••••••• S•••••••• I•••left Dec 17, 2008, registered Nov 24, 2009 (342 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Sep 6, 2006, registered Sep 29, 2006 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address