A••••• P•••••

L•• F•••••••• L••BD affiliatedQuincy, Madual registrantIAPD 2769606

Feed of 09/22/2026

Also filed as A••••• D•••• P•••••

At current firm

2 y

since Sep 4, 2024

In the industry

30 y

since Jul 26, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 4, 2024 · Quincy, Ma
J••• M••••• S••••••••• L•• wirehouse
Feb 3, 2023 to Mar 27, 2024 · Boston, Ma
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 31, 2008 to Feb 6, 2023 · Worcester, Ma

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to L•• F•••••••• L••
left Mar 27, 2024, registered Sep 4, 2024 (161 days) · Wirehouse to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Feb 6, 2023, registered Feb 3, 2023 (-3 days) · Wirehouse to wirehouse · moved with a team

Signals

••• Locked
Mar 27, 2024 · Advisor changed firm · fact
••• Locked
Feb 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 30derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address