DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• V• H••••

V••• F•••••••• A•••••••• I•••BD affiliatedHouston, Tx dual registrantIAPD 2770186

Feed of 09/15/2026

Also filed as (Jr) R•••••• V• H••••

At current firm

4 y

since Aug 12, 2022

In the industry

23 y

since Jun 27, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••• F•••••••• A•••••••• I••• BD affiliated current
since Aug 12, 2022 · Houston, Tx
K••••• A••••••• S•••••••• L•• BD affiliated
Nov 11, 2020 to Jul 1, 2022 · Austin, Tx
N••• F•••••••• G••••• I••• former
Apr 11, 2019 to Nov 9, 2020 · Houston, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Jul 19, 2017 to Mar 4, 2019 · Houston, Tx
F•• S••••••••• C••••••••• former
Oct 22, 2015 to Jul 17, 2017 · Atlanta, Ga
A••• V•• C•••••• unclassified
Nov 13, 2009 to Dec 31, 2014 · Atlanta, Ga
C•••••••• G••••• M•••••• I••• BD affiliated
Nov 29, 2006 to Dec 16, 2008 · Atlanta, Ga
S••••••• G•••• C•••••• unclassified
Jun 26, 2006 to Aug 25, 2006 · Atlanta, Ga
E•••••••• A•••••••• L•• national BD
Oct 24, 2003 to Apr 7, 2004 · Atlanta, Ga
T• A••••••••• I••• former
Jul 29, 2003 to Aug 22, 2003 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to V••• F•••••••• A•••••••• I•••
left Jul 1, 2022, registered Aug 12, 2022 (42 days) · Affiliated broker-dealer or bank to another
N••• F•••••••• G••••• I••• to K••••• A••••••• S•••••••• L••
left Nov 9, 2020, registered Nov 11, 2020 (2 days) · Affiliated broker-dealer or bank to another
A••••••••• F•••••••• S•••••••• L•• to N••• F•••••••• G••••• I•••
left Mar 4, 2019, registered Apr 11, 2019 (38 days) · Affiliated broker-dealer or bank to independent RIA
F•• S••••••••• C••••••••• to A••••••••• F•••••••• S•••••••• L••
left Jul 17, 2017, registered Jul 19, 2017 (2 days) · Other
A••• V•• C•••••• to F•• S••••••••• C•••••••••
left Dec 31, 2014, registered Oct 22, 2015 (295 days) · Other
C•••••••• G••••• M•••••• I••• to A••• V•• C••••••
left Dec 16, 2008, registered Nov 13, 2009 (332 days) · Other
S••••••• G•••• C•••••• to C•••••••• G••••• M•••••• I•••
left Aug 25, 2006, registered Nov 29, 2006 (96 days) · Other
E•••••••• A•••••••• L•• to S••••••• G•••• C••••••
left Apr 7, 2004, registered Jun 26, 2006 (810 days) · Other
T• A••••••••• I••• to E•••••••• A•••••••• L••
left Aug 22, 2003, registered Oct 24, 2003 (63 days) · Other

Signals

R•••••• V• H•••• left K••••• A••••••• S•••••••• L•• for V••• F•••••••• A•••••••• I••• (registered 2022-08-12)
Jul 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address