DFX Intelligence
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Registered advisor
P••• J••••• F••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedLewisburg, Ky dual registrantIAPD 2770808
Feed of 09/15/2026
At current firm
10 y
since Aug 26, 2016
In the industry
28 y
since Mar 6, 1998 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 26, 2016 · Lewisburg, Ky
- L•• F•••••••• L•• BD affiliatedJun 21, 2004 to Aug 29, 2016 · Maitland, Fl
- M••• S••••• M••••••••• C•••••• unclassifiedMar 6, 1998 to May 24, 2004 · Maitland, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 29, 2016, registered Aug 26, 2016 (-3 days) · Other · moved with a team
- M••• S••••• M••••••••• C•••••• to L•• F•••••••• L••left May 24, 2004, registered Jun 21, 2004 (28 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address