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RIA Intelligence
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Registered advisor
S••••• L••• C••••
Feed of 09/14/2026
At current firm
0 y
since Nov 25, 2025
In the industry
30 y
since Sep 7, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Nov 25, 2025 · Liberty Lake, Wa
- C••••• I••••••••• A••••••• L•• BD affiliatedSep 16, 2022 to Oct 15, 2025 · Spokane Valley, Wa
- C••• F•••••••• S•••••••• L••• formerJul 2, 2021 to Sep 16, 2022 · Spokane Valley, Wa
- W•••• F•••• A••••••• wirehouseJun 19, 2014 to Jul 8, 2021 · Boise, Id
- U••• B•••••• I••••••••• I••• formerJun 21, 2007 to Jun 23, 2014 · Spokane, Wa
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to C••••• I••••••••• A••••••• L••left Sep 16, 2022, registered Sep 16, 2022 (0 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to C••• F•••••••• S•••••••• L•••left Jul 8, 2021, registered Jul 2, 2021 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left Jun 23, 2014, registered Jun 19, 2014 (-4 days) · Other
Signals
- S••••• L••• C•••• left C••• F•••••••• S•••••••• L••• for C••••• I••••••••• A••••••• L•• (registered 2022-09-16)Sep 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address