RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W••••• T•••
- E• W••••• A••••••• independent RIA currentsince Oct 18, 2020 · Torrance, Ca
- F•••••••• I•••••• C••••• formerOct 4, 2011 to Oct 21, 2020 · Salt Lake City, Ut
- Q•••••• A•••• M••••••••• I••• formerOct 20, 2010 to Oct 7, 2011 · Minneapolis, Mn
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerMay 17, 2010 to Oct 12, 2010 · Lehi, Ut
- I••••••• S••••••••• I••• unclassifiedOct 3, 2007 to Apr 27, 2010 · Midvale, Ut
- A•••••• A•••••••• I••• unclassifiedMar 23, 2005 to Oct 3, 2007 · Salt Lake City, Ut
- E•• F•••••••• A••••••• independent RIASep 5, 2002 to Mar 18, 2005 · Midvale, Ut
- F•••••••• I•••••• C••••• to E• W••••• A•••••••left Oct 21, 2020, registered Oct 18, 2020 (-3 days) · RIA to RIA · moved with a team
- Q•••••• A•••• M••••••••• I••• to F•••••••• I•••••• C•••••left Oct 7, 2011, registered Oct 4, 2011 (-3 days) · Other
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to Q•••••• A•••• M••••••••• I•••left Oct 12, 2010, registered Oct 20, 2010 (8 days) · Other
- I••••••• S••••••••• I••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Apr 27, 2010, registered May 17, 2010 (20 days) · Other
- A•••••• A•••••••• I••• to I••••••• S••••••••• I•••left Oct 3, 2007, registered Oct 3, 2007 (0 days) · Other
- E•• F•••••••• A••••••• to A•••••• A•••••••• I•••left Mar 18, 2005, registered Mar 23, 2005 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address