RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• V• P••••••••
- A•••••••• C•••••• W••••• M••••••••• L•• independent RIA currentsince Feb 11, 2026 · Red Bank, Nj
- L•••••• S••••••••• I••• independent RIAFeb 24, 2026 to Mar 11, 2026 · Lake Bluff, Il
- M•••••• S••••••••• A•••• M••••••••• L•• formerMar 17, 2017 to Nov 3, 2025 · New York, Ny
- L•• F•••••••• L•• BD affiliatedFeb 17, 2011 to Mar 28, 2017 · Brooklyn, Ny
- H••• S••••••••• •••• I••• BD affiliatedJul 10, 2006 to Mar 1, 2011 · New York, Ny
- L•••••• S••••••••• I••• to no registered destinationleft Mar 11, 2026 · Departure, no registered destination
- M•••••• S••••••••• A•••• M••••••••• L•• to A•••••••• C•••••• W••••• M••••••••• L••left Nov 3, 2025, registered Feb 11, 2026 (100 days) · Affiliated broker-dealer or bank to independent RIA
- L•• F•••••••• L•• to M•••••• S••••••••• A•••• M••••••••• L••left Mar 28, 2017, registered Mar 17, 2017 (-11 days) · Other
- H••• S••••••••• •••• I••• to L•• F•••••••• L••left Mar 1, 2011, registered Feb 17, 2011 (-12 days) · Other
- G••• V• P•••••••• no longer registered at L•••••• S••••••••• I•••; no later IA registration on IAPDMar 11, 2026 · Advisor departure · fact
- G••• V• P•••••••• left M•••••• S••••••••• A•••• M••••••••• L•• for A•••••••• C•••••• W••••• M••••••••• L•• (registered 2026-02-11)Nov 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address