DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Alexander Capital Wealth Management LLC

Independent wealth managerRed Bank, New JerseyCRD 157714SEC 801-112997website IAPD

Latest filing Jul 31, 2026

First filing on the tape Mar 28, 2018 · 38 filings

SEC status approved since Apr 30, 2018

RAUM

$238M

reported, Item 5.F

Discretionary

85%

of RAUM

Private clients

100%

$238M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$6.8M

derived; firm RAUM over IAPD count

Employees

35 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

38 filings and snapshots on the tape

RAUM$238M as of Jul 31, 2026

Mar 25, 2019$30.4M then

HNW client RAUM$164M as of Jul 31, 2026

Mar 25, 2019$24.2M then

State-registered IARs (5.B.3)36 as of Jul 31, 2026

Mar 25, 20197 then

Employees (5.A)36 as of Jul 31, 2026

Mar 25, 20198 then

Private funds: no history

RAUM +12% over the last fiscal year+45% a year over threeIARs 29 to 36offices 18 to 25

Practice profile

derived from the filing of Jul 31, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $6.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 18derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.3MderivedHNW RAUM over HNW clients
Average account: $226,526derivedRAUM over accounts (5.F.2.f)
Discretionary: 85%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 1.3derived26 offices incl. principal (1.F.5)
RAUM growth, one year: +12%derivedbetween the last two annual amendments
Advisor growth, one year: +24%derivedItem 5.B.3 between annual amendments
Client growth, one year: -1.1%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program: $202MreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$164M69%
Individuals$73.9M31%

Individual clients: 542reported
HNW clients: 72reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1,051reported
Financial planning clients: reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=36.0derived

Advisors registered through the firm

35 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Anthony Powell Brasuell	Norfork, Ar	Feb 28, 2017	35 y	1
John Deforrest Williamson	Red Bank, Nj	Sep 18, 2017	33 y	3
Paul Michael Messina	Long Island City, Ny	Jun 5, 2018	15 y	0
Menachem Nahum Daniels	West Palm Beach, Fl	Feb 4, 2019	34 y	6
John Owen Slipek	Red Bank, Nj	Nov 20, 2019	22 y	0
Nick Filippo	Red Bank, Nj	Mar 2, 2020	11 y	0
Robert Lloyd OmohundroCertified Financial Planner	Atlanta, Ga	May 7, 2020	32 y	4
Michael William Eldredge	Red Bank, Nj	May 11, 2020	29 y	2
Jeremy Landon Presley	Red Bank, Nj	May 27, 2020	10 y	1
Scott Arthur Morris	Glasgow, Mo	Mar 19, 2021	16 y	3
Joseph Anthony Amato	Staten Island, Ny	Apr 18, 2021	28 y	1
Scotty Cameron George	New York, Ny	Jun 1, 2021	44 y	0
Philip William Winters	Red Bank, Nj	Jul 11, 2021	35 y	3
Jeanpaul Charles Skovronck	Red Bank, Nj	Jul 14, 2021	29 y	0
Jeffrey John Cathersal	Red Bank, Nj	May 25, 2022	25 y	5
Dustin Aaron Bachtel	Glasgow, Mo	Aug 12, 2022	14 y	0
Vito Antonio Francone	Newport Beach, Ca	Oct 31, 2022	31 y	4
Stephen William Guercio	Red Bank, Nj	Mar 20, 2023	12 y	3
Steven Anthony Bencivenga	Red Bank, Nj	Jul 21, 2023	28 y	1
Niccole Marie Palacios	Red Bank, Nj	Mar 26, 2024	10 y	1
Wesley HeinrichsCertified Financial Planner	Atlanta, Ga	Jun 10, 2024	10 y	4
Gina Marie Portelles	Huger, Sc	Jan 1, 2025	27 y	2
Jesus Quezada	Red Bank, Nj	Jan 1, 2025	19 y	6
Edward Nelson PortellesCertified Financial Planner	Huger, Sc	Jan 1, 2025	26 y	3
Sean Michael Murphy	Dallas, Tx	Jan 13, 2025	30 y	2
James Allen Mayes	Red Bank, Nj	Jan 16, 2025	29 y	2
Alec J. Seccafico	Red Bank, Nj	Jul 15, 2025	12 y	1
Clemente Palacios	Red Bank, Nj	Jul 18, 2025	21 y	1
Jobani Sanabria	Downey, Ca	Aug 22, 2025	22 y	2
James F Boyle	Red Bank, Nj	Jan 2, 2026	19 y	4
William Russell LloydCertified Financial Planner	Vienna, Va	Jan 20, 2026	35 y	3
Kevin Heinz Kulins	The Villages, Fl	Jan 29, 2026	13 y	3
Gene V Panasenko	Red Bank, Nj	Feb 11, 2026	30 y	4
William Ippolito	Point Pleasant, Nj	Feb 24, 2026	33 y	2
Tadd Merrill Killpack	Salt Lake City, Ut	Aug 25, 2026	22 y	4

Advisor movement

2 left, 6 joined in 12 months

net +4 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 5.7% of current headcount4 left over 36 months

Left, latest

Amy Nuttall Zwaan to Yosemite Capital Management
Jul 20, 2026 · RIA to RIA
Steven Andrew Mason to Vanguard Advisers, Inc.
Dec 12, 2025 · RIA to affiliated broker-dealer or bank
Ara Alexander Kachadourian to Zero Day Capital Enterprises LLC
May 4, 2024 · RIA to a newly registered adviser
William Lawrence Curry to Creativeone Securities, LLC
Oct 9, 2023 · RIA to affiliated broker-dealer or bank
Michael Braccia to Eagle Strategies LLC
Dec 16, 2022 · RIA to affiliated broker-dealer or bank
Stephen William Guercio to Clark Dodge Asset Management, LLC
Mar 1, 2022 · Other
Jeremiah Beguesse to Berone Capital LLC
Aug 2, 2021 · RIA to a state-registered adviser

Joined, latest

Tadd Merrill Killpack from International Assets Investment Management, LLC
Aug 25, 2026 · Affiliated broker-dealer or bank to independent RIA
William Ippolito from MML Investors Services, LLC
Feb 24, 2026 · Affiliated broker-dealer or bank to independent RIA
Gene V Panasenko from Moloney Securities Asset Management LLC
Feb 11, 2026 · Affiliated broker-dealer or bank to independent RIA
Kevin Heinz Kulins from State Farm Investment Management Corp.
Jan 29, 2026 · Other
William Russell Lloyd from Spire Wealth Management, LLC
Jan 20, 2026 · Affiliated broker-dealer or bank to independent RIA
James F Boyle from Cetera Advisors LLC
Jan 2, 2026 · Affiliated broker-dealer or bank to independent RIA
Jobani Sanabria from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Aug 22, 2025 · Wirehouse to independent RIA
Clemente Palacios from Edward Jones
Jul 18, 2025 · Affiliated broker-dealer or bank to independent RIA
Alec J. Seccafico from J.P. Morgan Securities LLC
Jul 15, 2025 · Wirehouse to independent RIA
James Allen Mayes from Western International Securities
Jan 16, 2025 · Affiliated broker-dealer or bank to independent RIA
Sean Michael Murphy from Axcess Global Investments LLC
Jan 13, 2025 · Other
Gina Marie Portelles from Ic Advisory Services, Inc.
Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
Jesus Quezada from Crown Capital Securities, L.P.
Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
Amy Nuttall Zwaan from LPL Financial LLC
Oct 25, 2024 · Affiliated broker-dealer or bank to independent RIA
Wesley Heinrichs from Ifg Advisory, LLC
Jun 10, 2024 · RIA to RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from Centaurus Financial, Inc.
Apr 30, 2020 · Atlanta, Ga

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Anthony Joseph Amato · Managing Membercontrol
since 10/2013 · owns 50% to 75%
Gerard Rocco Guidicipietro · Managing Membercontrol
since 10/2013 · owns 50% to 75%
Ann Michele Misiti · Chief Compliance Officercontrol
since 07/2021 · owns less than 5%
Cameron Scotty George · Chief Investment Strategist
since 01/2014 · owns less than 5%

Related persons

Schedule D 7.A

Alexander Capital Insurance
real estaten
Alexander Capital Management LLC
pooled vehicle sponsorn
Alexander Capital Ventures Management, LLC
investment advisern
Alexander Capital, L.P.
broker-dealern

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left
Red Bank, Nj · principal	35	7	2
Atlanta, Ga	4	0	0
The Villages, Fl	3	1	0
Glasgow, Mo	2	0	0
Huger, Sc	2	0	0
Staten Island, Ny	2	0	0

Offices

Schedule D 1.F, the 25 largest

Atlanta, GA4 employees
Glasgow, MO2 employees
Alhambra, CA1 employees
, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

discretionary share shiftChange between filings · filing Apr 24, 2026
discretionary share of RAUM moved from 100.0% to 85.0% between the annual amendments of 2025-03-11 and 2026-04-24
peers: independent wealth managers, $100M to $500M (5,676)

How anomalies are measured

What changed

consecutive filings, newest first

Discretionary RAUM · $211M to $202M
Mar 20, 2026 to Apr 24, 2026
Non-discretionary RAUM · $27.1M to $36.3M
Mar 20, 2026 to Apr 24, 2026
Wrap assets (sponsor) · $218M to $0
Mar 20, 2026 to Apr 24, 2026
Accounts · 999 to 1,051
Jan 20, 2026 to Mar 20, 2026
Advisory employees · 28 to 35
Jan 20, 2026 to Mar 20, 2026
BD registered reps · 29 to 36
Jan 20, 2026 to Mar 20, 2026
HNW clients · 220 to 72
Jan 20, 2026 to Mar 20, 2026
Individual clients · 401 to 542
Jan 20, 2026 to Mar 20, 2026
Employees · 29 to 36
Jan 20, 2026 to Mar 20, 2026
State-registered IARs · 29 to 36
Jan 20, 2026 to Mar 20, 2026
Other offices · 21 to 25
Jan 20, 2026 to Mar 20, 2026
Discretionary RAUM · $212M to $211M
Jan 20, 2026 to Mar 20, 2026
HNW RAUM · $140M to $164M
Jan 20, 2026 to Mar 20, 2026
Individual RAUM · $71.9M to $73.9M
Jan 20, 2026 to Mar 20, 2026
Non-discretionary RAUM · $0 to $27.1M
Jan 20, 2026 to Mar 20, 2026
RAUM · $212M to $238M
Jan 20, 2026 to Mar 20, 2026
Wrap assets (sponsor) · $11.5M to $218M
Jan 20, 2026 to Mar 20, 2026
Other offices · 18 to 21
Mar 11, 2025 to Jan 20, 2026
Accounts · 531 to 999
May 16, 2024 to Mar 11, 2025
Advisory employees · 25 to 28
May 16, 2024 to Mar 11, 2025
Advisory activities · 1 to 2
May 16, 2024 to Mar 11, 2025
BD registered reps · 25 to 29
May 16, 2024 to Mar 11, 2025
HNW clients · 160 to 220
May 16, 2024 to Mar 11, 2025
Individual clients · 224 to 401
May 16, 2024 to Mar 11, 2025
Employees · 26 to 29
May 16, 2024 to Mar 11, 2025
Financial planning clients · unset to
May 16, 2024 to Mar 11, 2025
State-registered IARs · 25 to 29
May 16, 2024 to Mar 11, 2025
Other offices · 16 to 18
May 16, 2024 to Mar 11, 2025
Discretionary RAUM · $121M to $212M
May 16, 2024 to Mar 11, 2025
HNW RAUM · $87.9M to $140M
May 16, 2024 to Mar 11, 2025
Individual RAUM · $32.8M to $71.9M
May 16, 2024 to Mar 11, 2025
RAUM · $121M to $212M
May 16, 2024 to Mar 11, 2025
Wrap assets (sponsor) · $112M to $11.5M
May 16, 2024 to Mar 11, 2025
Accounts · 361 to 531
Nov 28, 2023 to Mar 8, 2024
Advisory employees · 22 to 25
Nov 28, 2023 to Mar 8, 2024
HNW clients · 25 to 160
Nov 28, 2023 to Mar 8, 2024
Individual clients · 248 to 224
Nov 28, 2023 to Mar 8, 2024
Employees · 25 to 26
Nov 28, 2023 to Mar 8, 2024
Insurance-licensed employees · 3 to 2
Nov 28, 2023 to Mar 8, 2024
State-registered IARs · 22 to 25
Nov 28, 2023 to Mar 8, 2024

Signals

10 dated events

Amy Nuttall Zwaan left Alexander Capital Wealth Management Llc for Yosemite Capital Management (registered 2026-09-11)
Jul 20, 2026 · Advisor changed firm · fact
Steven Andrew Mason left Alexander Capital Wealth Management Llc for Vanguard Advisers, Inc. (registered 2026-01-22)
Dec 12, 2025 · Advisor changed firm · fact
Ara Alexander Kachadourian left Alexander Capital Wealth Management Llc for Zero Day Capital Enterprises Llc (registered 2024-06-18)
May 4, 2024 · Advisor changed firm · fact
William Lawrence Curry left Alexander Capital Wealth Management Llc for Creativeone Securities, Llc (registered 2023-10-24)
Oct 9, 2023 · Advisor changed firm · fact
Michael Braccia left Alexander Capital Wealth Management Llc for Eagle Strategies Llc (registered 2023-06-13)
Dec 16, 2022 · Advisor changed firm · fact
Alexander Capital Wealth Management Llc reported 12 offices beyond its principal office, up from 4 (2022-01-18 to 2022-03-18)
Mar 18, 2022 · Office count change · derived
Michael John Columbia (Member) no longer on Schedule A of Alexander Capital Wealth Management Llc (listed 2022-01-18, absent 2022-03-18)
Mar 18, 2022 · Control person left · inference
Stephen William Guercio left Alexander Capital Wealth Management Llc for Clark Dodge Asset Management, Llc (registered 2018-01-31)
Mar 1, 2022 · Advisor changed firm · fact
Ann Michele Misiti (Chief Compliance Officer) appeared on Schedule A of Alexander Capital Wealth Management Llc
Aug 16, 2021 · Control person joined · fact
Alexander Capital Wealth Management Llc filed its initial SEC registration (Form ADV)
Mar 28, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: angela@lcore.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: billy@lcore.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 404-939-9400reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 404-939-9401reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 404-939-9402reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: Linkedin.com/company/alexander-capital-lp1reportedpublic record, Form ADV, Sep 17, 2026
Website: lcore.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 212-687-5650reportedpublic record, Form ADV, Jul 31, 2026
Contact form: lcore.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Team page: lcore.com/teamreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $6.8Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026