DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Anthony Mangano
Feed of 09/15/2026
Also filed as Joseph Cover
At current firm
11 y
since Sep 9, 2015
In the industry
29 y
since Oct 30, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Santander Securities BD affiliated currentsince Sep 9, 2015 · Conshohocken, Pa
- Hsbc Securities (USA) Inc. BD affiliatedJun 12, 2006 to Aug 31, 2015 · Staten Island, Ny
- Essex National Securities, Inc. formerSep 26, 2005 to Mar 3, 2006 · Brooklyn, Ny
Moves
a registration end followed by a registration begin elsewhere
- Hsbc Securities (USA) Inc. to Santander Securitiesleft Aug 31, 2015, registered Sep 9, 2015 (9 days) · Other · moved with a team
- Essex National Securities, Inc. to Hsbc Securities (USA) Inc.left Mar 3, 2006, registered Jun 12, 2006 (101 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address