DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Todd Lee Schossow
Feed of 09/14/2026
At current firm
5 y
since Jul 20, 2021
In the industry
29 y
since Oct 10, 1996 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Capital Management LLC independent RIA currentsince Jul 20, 2021 · Wheaton, Il
- Northern Trust Securities, Inc BD affiliatedApr 2, 2015 to Feb 5, 2021 · Chicago, Il
- Nexgen Capital Investors, LLC unclassifiedAug 20, 2009 to Oct 2, 2009 · Chicago, Il
- Advanced Equities, Inc. formerApr 15, 2008 to Nov 11, 2008 · Chicago, Il
- RBC Capital Markets, LLC national BDSep 27, 2005 to Apr 22, 2008 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Northern Trust Securities, Inc to Brookstone Capital Management LLCleft Feb 5, 2021, registered Jul 20, 2021 (165 days) · Affiliated broker-dealer or bank to independent RIA
- Nexgen Capital Investors, LLC to Northern Trust Securities, Incleft Oct 2, 2009, registered Apr 2, 2015 (2008 days) · Other
- Advanced Equities, Inc. to Nexgen Capital Investors, LLCleft Nov 11, 2008, registered Aug 20, 2009 (282 days) · Other
- RBC Capital Markets, LLC to Advanced Equities, Inc.left Apr 22, 2008, registered Apr 15, 2008 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address