RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• B••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Oct 3, 2023 · Rockville, Md
- P•• W••••• M••••••••• BD affiliatedJan 26, 2016 to Oct 2, 2023 · Washington, Dc
- P•• W••••• M••••••••• BD affiliatedApr 7, 2008 to Dec 17, 2015 · Falls Church, Va
- M•• S••••••••• I••• unclassifiedFeb 8, 2006 to Apr 1, 2008 · Alexandria, Va
- B••• I••••••••• S•••••••• I••• formerOct 16, 2003 to Nov 28, 2005 · Charlotte, Nc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedFeb 4, 2002 to Oct 16, 2003 · Falls Church, Va
- P•• W••••• M••••••••• to C•••••••• G••••• M•••••• I•••left Oct 2, 2023, registered Oct 3, 2023 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• S••••••••• I••• to P•• W••••• M•••••••••left Apr 1, 2008, registered Apr 7, 2008 (6 days) · Other
- B••• I••••••••• S•••••••• I••• to M•• S••••••••• I•••left Nov 28, 2005, registered Feb 8, 2006 (72 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to B••• I••••••••• S•••••••• I•••left Oct 16, 2003, registered Oct 16, 2003 (0 days) · Other
- J•••••• B•••• left P•• W••••• M••••••••• for C•••••••• G••••• M•••••• I••• (registered 2023-10-03)Oct 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address