RIA Intelligence

• F•••• T•••• A••••••• L• asset manager current
  since Jun 5, 2015 · Wheaton, Il
• I•••••• A•••••••• I••• asset manager
  Jul 19, 2010 to Jun 2, 2015 · Atlanta, Ga
• V•• K••••• A••••••• I•• unclassified
  Mar 18, 2010 to Jun 4, 2010 · Oakbrook Terrace, Il
• C•••• I••••••••• S••••••• C•••• former
  Jul 6, 2005 to Oct 25, 2005 · Chicago, Il
• B••• O•• S••••••••• C••••••••• unclassified
  May 24, 2004 to Jul 6, 2005 · Chicago, Il
• D•• I••••••••• M••••••••• A•••••••• I••• other
  Mar 3, 2003 to May 18, 2004 · Chicago, Il

• I•••••• A•••••••• I••• to F•••• T•••• A••••••• L•
  left Jun 2, 2015, registered Jun 5, 2015 (3 days) · Other
• V•• K••••• A••••••• I•• to I•••••• A•••••••• I•••
  left Jun 4, 2010, registered Jul 19, 2010 (45 days) · corporate re-registration, not a move
• C•••• I••••••••• S••••••• C•••• to V•• K••••• A••••••• I••
  left Oct 25, 2005, registered Mar 18, 2010 (1605 days) · Other
• B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••
  left Jul 6, 2005, registered Jul 6, 2005 (0 days) · corporate re-registration, not a move
• D•• I••••••••• M••••••••• A•••••••• I••• to B••• O•• S••••••••• C•••••••••
  left May 18, 2004, registered May 24, 2004 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Asset manager (funds and pooled vehicles)derived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address