DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Matthew Lundquist
Certified Financial Planner
Feed of 09/15/2026
Also filed as Dan Lundquist
At current firm
15 y
since Apr 1, 2011
In the industry
30 y
since Aug 27, 1996 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ausdal Financial Partners, Inc. independent RIA currentsince Apr 1, 2011 · Elgin, Il
- Independent Financial Partners BD affiliatedOct 19, 2010 to Apr 19, 2011 · Northbrook, Il
- Sheridan Road Advisors, LLC unclassifiedSep 29, 2010 to Dec 31, 2010 · Northbrook, Il
- Nrp Advisors, Inc. unclassifiedMar 3, 2008 to Dec 1, 2010 · Northbrook, Il
- Nrp Financial, Inc. unclassifiedDec 12, 2006 to Oct 16, 2008 · Northbrook, Il
- Equitable Advisors, LLC national BDApr 27, 2000 to Dec 13, 2006 · Oakbrook, Il
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to Ausdal Financial Partners, Inc.left Apr 19, 2011, registered Apr 1, 2011 (-18 days) · Other
- Sheridan Road Advisors, LLC to Independent Financial Partnersleft Dec 31, 2010, registered Oct 19, 2010 (-73 days) · Other
- Nrp Advisors, Inc. to Sheridan Road Advisors, LLCleft Dec 1, 2010, registered Sep 29, 2010 (-63 days) · Other
- Nrp Financial, Inc. to Nrp Advisors, Inc.left Oct 16, 2008, registered Mar 3, 2008 (-227 days) · corporate re-registration, not a move
- Equitable Advisors, LLC to Nrp Financial, Inc.left Dec 13, 2006, registered Dec 12, 2006 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address