DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Crow Financial Advisors
Legal name Crow Financial Advisors Ltd. Co
Latest filing Mar 28, 2025
First filing on the tape Feb 16, 2012 · 8 filings
SEC status approved since Apr 19, 2021
RAUM
$144M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$143M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$144M as of Mar 28, 2025
Feb 28, 2022$133M then
HNW client RAUM$87.8M as of Mar 28, 2025
Feb 28, 2022$72.6M then
State-registered IARs (5.B.3)2 as of Mar 28, 2025
Feb 28, 20222 then
Employees (5.A)3 as of Mar 28, 2025
Feb 28, 20223 then
Private funds: no history
RAUM +10% over the last fiscal year+2.5% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
- RAUM per advisor
- $71.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 135derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $246,854derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.9%derived
- Compensation
- percentage of assets, hourly, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$87.8M61%
- Individuals$55.7M39%
- Charitable organizations$208,4760.1%
- Individual clients
- 230reported
- HNW clients
- 40reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 582reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Thomas Andrew Crow to Summit Financial, LLCMay 9, 2025 · RIA to affiliated broker-dealer or bank
- Christian Duncan Williams to Summit Financial, LLCMay 9, 2025 · RIA to affiliated broker-dealer or bank
- Robert Wayne Martin to First Legacy Securities, LLCAug 24, 2007 · Other
- Jeffrey Alan Riblet to First Legacy Securities, LLCAug 10, 2007 · Other
- Mark Hy Shames to First Legacy Securities, LLCAug 10, 2007 · Other
- William Rothwell Wilcox to First Legacy Securities, LLCAug 10, 2007 · Other
- Brian Edward Adams to First Legacy Securities, LLCAug 10, 2007 · Other
- Michael Augustine Harrington to Suntrust Investment Services, Inc.Aug 10, 2007 · Other
- Johnny Maloy Burkett to First Legacy Securities, LLCAug 10, 2007 · Other
- Mark Alan Keen to The Strategic Financial AllianceJan 16, 2007 · Other
Joined, latest
- Robert Wayne Martin from Janney Montgomery Scott LLCJan 29, 2007 · Other
- Mark Alan Keen from The Strategic Financial AllianceAug 10, 2005 · Other
- Brian Edward Adams from A. G. Edwards & Sons, Inc.Mar 17, 2005 · Other
- Jeffrey Alan Riblet from LPL Financial LLCJul 19, 2004 · Other
- William Rothwell Wilcox from LPL Financial LLCJul 19, 2004 · Other
- Michael Augustine Harrington from LPL Financial LLCJul 19, 2004 · Other
- Johnny Maloy Burkett from LPL Financial LLCJul 19, 2004 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Summit Financial, LLCMay 9, 2025 · Albuquerque, Nm
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew Thomas Crow · Managercontrolsince 01/2009 · owns 50% to 75%
- Lynn Vicki Crow · Chief Compliance Officercontrolsince 07/2004 · owns 50% to 75%
Related persons
Schedule D 7.A
- Christian D. Williamsreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Albuquerque, Nm · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 574 to 582Mar 12, 2024 to Mar 28, 2025
- HNW clients · 36 to 40Mar 12, 2024 to Mar 28, 2025
- Individual clients · 242 to 230Mar 12, 2024 to Mar 28, 2025
- Discretionary RAUM · $130M to $144MMar 12, 2024 to Mar 28, 2025
- HNW RAUM · $77.5M to $87.8MMar 12, 2024 to Mar 28, 2025
- Individual RAUM · $52.6M to $55.7MMar 12, 2024 to Mar 28, 2025
- RAUM · $130M to $144MMar 12, 2024 to Mar 28, 2025
- Accounts · 582 to 574Mar 15, 2023 to Mar 12, 2024
- HNW clients · 31 to 36Mar 15, 2023 to Mar 12, 2024
- Discretionary RAUM · $119M to $130MMar 15, 2023 to Mar 12, 2024
- HNW RAUM · $64.3M to $77.5MMar 15, 2023 to Mar 12, 2024
- Individual RAUM · $54.5M to $52.6MMar 15, 2023 to Mar 12, 2024
- RAUM · $119M to $130MMar 15, 2023 to Mar 12, 2024
- Accounts · 566 to 582Jul 15, 2022 to Mar 15, 2023
- HNW clients · 32 to 31Jul 15, 2022 to Mar 15, 2023
- Individual clients · 235 to 242Jul 15, 2022 to Mar 15, 2023
- Assets in custody · $335,721 to $0Jul 15, 2022 to Mar 15, 2023
- Custody of client assets · true to falseJul 15, 2022 to Mar 15, 2023
- Discretionary RAUM · $133M to $119MJul 15, 2022 to Mar 15, 2023
- HNW RAUM · $72.6M to $64.3MJul 15, 2022 to Mar 15, 2023
- Individual RAUM · $60.6M to $54.5MJul 15, 2022 to Mar 15, 2023
- RAUM · $133M to $119MJul 15, 2022 to Mar 15, 2023
- Accounts · 500 to 566Mar 19, 2021 to Feb 28, 2022
- HNW clients · 23 to 32Mar 19, 2021 to Feb 28, 2022
- Individual clients · 217 to 235Mar 19, 2021 to Feb 28, 2022
- Assets in custody · $214,788 to $335,721Mar 19, 2021 to Feb 28, 2022
- State-registered IARs · 1 to 2Mar 19, 2021 to Feb 28, 2022
- Discretionary RAUM · $101M to $133MMar 19, 2021 to Feb 28, 2022
- HNW RAUM · $51.8M to $72.6MMar 19, 2021 to Feb 28, 2022
- Individual RAUM · $49.2M to $60.6MMar 19, 2021 to Feb 28, 2022
- RAUM · $101M to $133MMar 19, 2021 to Feb 28, 2022
- Accounts · 220 to 500Feb 16, 2012 to Mar 19, 2021
- Advisory employees · unset to 2.0Feb 16, 2012 to Mar 19, 2021
- Advisory activities · 3 to 2Feb 16, 2012 to Mar 19, 2021
- Charity clients · unset to 2.0Feb 16, 2012 to Mar 19, 2021
- Corporate clients · unset to 0.0Feb 16, 2012 to Mar 19, 2021
- HNW clients · unset to 23.0Feb 16, 2012 to Mar 19, 2021
- Individual clients · unset to 217.0Feb 16, 2012 to Mar 19, 2021
- Pension plan clients · unset to 0.0Feb 16, 2012 to Mar 19, 2021
- Pooled vehicle clients · unset to 0.0Feb 16, 2012 to Mar 19, 2021
Signals
5 dated events
- Crow Financial Advisors no longer on the SEC adviser roster (last listed 2025-05-02, RAUM $143.7M)Jun 2, 2025 · Left the SEC roster · derived
- Christian Duncan Williams left Crow Financial Advisors for Summit Financial, Llc (registered 2025-02-26)May 9, 2025 · Advisor changed firm · fact
- Thomas Andrew Crow left Crow Financial Advisors for Summit Financial, Llc (registered 2025-02-26)May 9, 2025 · Advisor changed firm · fact
- 2 advisors left Crow Financial Advisors (Albuquerque, NM) for Summit Financial, LLC on the same dayMay 9, 2025 · Team lift-out · derived
- Crow Financial Advisors filed its initial SEC registration (Form ADV)Mar 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026