RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• J••• M•••••••
- B•••••• I••••••••• A•••••••• I••• asset manager currentsince Apr 7, 2025 · Denver, Co
- S•• G••••• C•••••• M••••••••• L•• unclassifiedDec 19, 2014 to Oct 4, 2019 · Marina Del Rey, Ca
- J••• M••••• S••••••••• L•• wirehouseAug 13, 2004 to Feb 15, 2007 · Los Angeles, Ca
- O••••••••• • C•• I••• BD affiliatedJan 30, 2004 to Aug 18, 2004 · Los Angeles, Ca
- S•• G••••• C•••••• M••••••••• L•• to B•••••• I••••••••• A•••••••• I•••left Oct 4, 2019, registered Apr 7, 2025 (2012 days) · Other
- J••• M••••• S••••••••• L•• to S•• G••••• C•••••• M••••••••• L••left Feb 15, 2007, registered Dec 19, 2014 (2864 days) · Other
- O••••••••• • C•• I••• to J••• M••••• S••••••••• L••left Aug 18, 2004, registered Aug 13, 2004 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address