M•••••• A••••• G•••

• O•••• W•••••• I••• BD affiliated current
  since Oct 26, 2023 · River Forest, Il
• R•••••• J•••• • A••••••••• I••• national BD
  Oct 16, 2015 to Nov 1, 2023 · Chicago, Il
• W•••• F•••• A••••••• wirehouse
  Jan 1, 2008 to Oct 22, 2015 · Chicago, Il
• A• G• E•••••• • S•••• I••• unclassified
  Jun 9, 2004 to Jan 1, 2008 · Chicago, Il
• C•••••••• G••••• M•••••• I••• BD affiliated
  Feb 9, 2001 to Jun 18, 2004 · Chicago, Il

• R•••••• J•••• • A••••••••• I••• to O•••• W•••••• I•••
  left Nov 1, 2023, registered Oct 26, 2023 (-6 days) · Affiliated broker-dealer or bank to another
• W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••
  left Oct 22, 2015, registered Oct 16, 2015 (-6 days) · Wirehouse to affiliated broker-dealer or bank
• A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
  left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to A• G• E•••••• • S•••• I•••
  left Jun 18, 2004, registered Jun 9, 2004 (-9 days) · Other

• M•••••• A••••• G••• left R•••••• J•••• • A••••••••• I••• for O•••• W•••••• I••• (registered 2023-10-26)
  Nov 1, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address