DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Timothy Richard Mcsweeney

Cambridge Investment Research Advisors, Inc.BD affiliatedPalm Desert, Cadual registrantIAPD 2788210

Feed of 09/14/2026

Also filed as Tim R Mcsweeney

At current firm

1 y

since Jan 10, 2025

In the industry

29 y

since Oct 23, 1996 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cambridge Investment Research Advisors, Inc. BD affiliated current
since Jan 10, 2025 · Palm Desert, Ca
Cetera Investment Advisers LLC BD affiliated
Sep 13, 2024 to Dec 31, 2024 · Palm Desert, Ca
Grove Point Advisors, LLC former
Apr 7, 2021 to Sep 16, 2024 · Rockville, Md
LPL Financial LLC BD affiliated
Mar 9, 2004 to Apr 26, 2021 · Aliso Viejo, Ca

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Cambridge Investment Research Advisors, Inc.
left Dec 31, 2024, registered Jan 10, 2025 (10 days) · Affiliated broker-dealer or bank to another
Grove Point Advisors, LLC to Cetera Investment Advisers LLC
left Sep 16, 2024, registered Sep 13, 2024 (-3 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Grove Point Advisors, LLC
left Apr 26, 2021, registered Apr 7, 2021 (-19 days) · Affiliated broker-dealer or bank to another

Signals

Timothy Richard Mcsweeney left Cetera Investment Advisers Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-01-10)
Dec 31, 2024 · Advisor changed firm · fact
Timothy Richard Mcsweeney left Grove Point Advisors, Llc for Cetera Investment Advisers Llc (registered 2024-09-13)
Sep 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 29derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address