RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• T••• R•••
- O•••• W•••••• I••• BD affiliated currentsince Jan 19, 2024 · Lincoln, Ne
- W••••••• F•••••••• S•••••••• I••• formerMar 1, 2019 to Jan 19, 2024 · Lincoln, Ne
- Q•••••• A•••• M••••••••• I••• formerMar 25, 2015 to Mar 1, 2019 · Lincoln, Ne
- G••••• S••••••••• I••• formerFeb 17, 2012 to Feb 19, 2015 · Omaha, Ne
- S•••••••• L••••• A•••••••• I••• unclassifiedJul 27, 2007 to Sep 17, 2010 · Lincoln, Ne
- Q•• F•••••••• L•• unclassifiedMar 22, 2001 to Jul 26, 2007 · Lincoln, Ne
- W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move
- Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
- G••••• S••••••••• I••• to Q•••••• A•••• M••••••••• I•••left Feb 19, 2015, registered Mar 25, 2015 (34 days) · Other · moved with a team
- S•••••••• L••••• A•••••••• I••• to G••••• S••••••••• I•••left Sep 17, 2010, registered Feb 17, 2012 (518 days) · Other
- Q•• F•••••••• L•• to S•••••••• L••••• A•••••••• I•••left Jul 26, 2007, registered Jul 27, 2007 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address