RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• B•••••• C••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Jan 4, 2024 · Fairfax, Va
- E•••••• F•••••••• E•••••• independent RIANov 1, 2018 to Jan 29, 2024 · Fairfax, Va
- E•••••• F•••••••• S•••••••• L•• formerFeb 25, 2000 to Nov 1, 2018 · Fairfax, Va
- E•••••• F•••••••• E•••••• to R••••• W• B•••• • C•• I•••••••••left Jan 29, 2024, registered Jan 4, 2024 (-25 days) · RIA to RIA
- E•••••• F•••••••• S•••••••• L•• to E•••••• F•••••••• E••••••left Nov 1, 2018, registered Nov 1, 2018 (0 days) · corporate re-registration, not a move
- W•••••• B•••••• C•••• left E•••••• F•••••••• E•••••• for R••••• W• B•••• • C•• I••••••••• (registered 2024-01-04)Jan 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address