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Registered advisor
J••••• L••••• S••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
13 y
since May 8, 2013
In the industry
30 y
since Aug 30, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince May 8, 2013 · Winston Salem, Nc
- W• G••••••• S••••••••• I••• unclassifiedDec 31, 2001 to Jun 1, 2004 · Greenboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- W• G••••••• S••••••••• I••• to P•••••• A•••••• G••••• L••left Jun 1, 2004, registered May 8, 2013 (3263 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address