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Registered advisor
E••• M•••• T••••
Feed of 09/14/2026
Also filed as E••• M•••• T••••
At current firm
1 y
since Apr 8, 2025
In the industry
27 y
since Jul 2, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Apr 8, 2025 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 1, 2018 to Apr 15, 2025 · Evanston, Il
- W•••••• • R••• formerOct 17, 2016 to Mar 10, 2017 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 13, 2016 to Oct 5, 2016 · Schaumburg, Il
- U•• F•••••••• S••••••• I••• wirehouseSep 24, 2010 to May 17, 2013 · Chicago, Il
- L••••• B••••••• I••• unclassifiedJun 10, 2008 to Oct 15, 2008 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Apr 15, 2025, registered Apr 8, 2025 (-7 days) · Wirehouse to wirehouse
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 10, 2017, registered Aug 1, 2018 (509 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••left Oct 5, 2016, registered Oct 17, 2016 (12 days) · Other
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 17, 2013, registered Sep 13, 2016 (1215 days) · Wirehouse to wirehouse
- L••••• B••••••• I••• to U•• F•••••••• S••••••• I•••left Oct 15, 2008, registered Sep 24, 2010 (709 days) · Other
Signals
- E••• M•••• T•••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2025-04-08)Apr 15, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address