DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Scott Ahern
Feed of 09/14/2026
At current firm
6 y
since Dec 2, 2019
In the industry
17 y
since Nov 24, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Advisors Asset Management, Inc. mixed wealth currentsince Dec 2, 2019 · New York, Ny
- Invesco Advisers, Inc. asset managerApr 25, 2018 to May 30, 2019 · Downers Grove, Il
- Guggenheim Investments asset managerOct 26, 2010 to Apr 20, 2018 · New York, Ny
- Rydex Advisory Services, LLC unclassifiedJan 26, 2009 to Oct 28, 2010 · Rockville, Md
Moves
a registration end followed by a registration begin elsewhere
- Invesco Advisers, Inc. to Advisors Asset Management, Inc.left May 30, 2019, registered Dec 2, 2019 (186 days) · Other · moved with a team
- Guggenheim Investments to Invesco Advisers, Inc.left Apr 20, 2018, registered Apr 25, 2018 (5 days) · Other
- Rydex Advisory Services, LLC to Guggenheim Investmentsleft Oct 28, 2010, registered Oct 26, 2010 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address