DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sandra Marie Palmer
Feed of 09/14/2026
Also filed as Sandra Marie Massaro
At current firm
1 y
since Jan 1, 2025
In the industry
29 y
since Mar 21, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Clearbridge Investments, LLC mixed wealth currentsince Jan 1, 2025 · Lake Wylie, Sc
- Bofa Advisors, LLC formerMar 9, 2005 to Mar 10, 2008 · New York, Ny
- Columbia Management Advisors, Inc. unclassifiedNov 8, 2004 to Mar 9, 2005 · Boston, Ma
- Ofi Private Investments Inc formerMay 19, 2004 to Nov 12, 2004 · New York, Ny
- Legg Mason Wood Walker, Incorporated unclassifiedMay 30, 2001 to Jun 11, 2002 · Baltimore, Md
Moves
a registration end followed by a registration begin elsewhere
- Bofa Advisors, LLC to Clearbridge Investments, LLCleft Mar 10, 2008, registered Jan 1, 2025 (6141 days) · Other
- Columbia Management Advisors, Inc. to Bofa Advisors, LLCleft Mar 9, 2005, registered Mar 9, 2005 (0 days) · Other
- Ofi Private Investments Inc to Columbia Management Advisors, Inc.left Nov 12, 2004, registered Nov 8, 2004 (-4 days) · Other
- Legg Mason Wood Walker, Incorporated to Ofi Private Investments Incleft Jun 11, 2002, registered May 19, 2004 (708 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address