L•••• G•••• A••••

• L•• F•••••••• L•• BD affiliated current
  since Aug 15, 2014 · Cumming, Ga
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jan 2, 2009 to Oct 15, 2014 · Cumming, Ga
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  May 2, 2006 to Jan 2, 2009 · Cumming, Ga
• A• G• E•••••• • S•••• I••• unclassified
  May 8, 2003 to Apr 24, 2006 · Duluth, Ga

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
  left Oct 15, 2014, registered Aug 15, 2014 (-61 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
• A• G• E•••••• • S•••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••
  left Apr 24, 2006, registered May 2, 2006 (8 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address