RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F••••••• M• B••••••
- O••••••••• • C•• I••• BD affiliated currentsince Jan 17, 2023 · North Palm Beach, Fl
- M••••• S•••••• wirehouseAug 20, 2010 to Jan 19, 2023 · West Palm Beach, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 1, 2010 to Aug 13, 2010 · Miami, Fl
- U•• I••••••••• I••• unclassifiedFeb 1, 2007 to Jan 1, 2010 · Miami, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 17, 2003 to Feb 27, 2007 · Palm Beach Gardens, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 20, 2000 to Jan 24, 2003 · Palm Beach Gardens, Fl
- M••••• S•••••• to O••••••••• • C•• I•••left Jan 19, 2023, registered Jan 17, 2023 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Aug 13, 2010, registered Aug 20, 2010 (7 days) · Wirehouse to wirehouse
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to U•• I••••••••• I•••left Feb 27, 2007, registered Feb 1, 2007 (-26 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Jan 24, 2003, registered Jan 17, 2003 (-7 days) · Wirehouse to wirehouse
- F••••••• M• B•••••• left M••••• S•••••• for O••••••••• • C•• I••• (registered 2023-01-17)Jan 19, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address