RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L•• M•••••••
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jul 25, 2019 · Orlando, Fl
- S•••••• W••••• P•••••••• L•• BD affiliatedJul 24, 2013 to Aug 2, 2017 · Winter Garden, Fl
- S••••••• I••••••••• S•••••••• I••• formerMar 20, 2007 to Jul 16, 2013 · Orlando, Fl
- T• A••••••••• I••• formerMay 2, 2003 to Dec 4, 2006 · Orlando, Fl
- S•••••• W••••• P•••••••• L•• to S••••• W••••• A•••••••• I•••left Aug 2, 2017, registered Jul 25, 2019 (722 days) · Other
- S••••••• I••••••••• S•••••••• I••• to S•••••• W••••• P•••••••• L••left Jul 16, 2013, registered Jul 24, 2013 (8 days) · Other
- T• A••••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Dec 4, 2006, registered Mar 20, 2007 (106 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address