RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• P••••• A•••••••
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 25, 2021 · Melville, Ny
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerMay 17, 2012 to Jun 18, 2013 · Syosset, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 22, 2011 to Feb 24, 2012 · Port Washington, Ny
- C•••• I••••••••• S••••••• C•••• formerJul 26, 2010 to Jul 6, 2011 · Bayshore, Ny
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to A••••• A•• P••••••• S•••••••left Jun 18, 2013, registered May 25, 2021 (2898 days) · Other
- C•••••••• G••••• M•••••• I••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Feb 24, 2012, registered May 17, 2012 (83 days) · Other
- C•••• I••••••••• S••••••• C•••• to C•••••••• G••••• M•••••• I•••left Jul 6, 2011, registered Jul 22, 2011 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address