RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• L•• M••••••••
- E••••• W•••••• L•• independent RIA currentsince Jan 1, 2026 · Cocoa, Fl
- E••••• W•••••• L•• independent RIAJul 22, 2015 to Dec 31, 2019 · Cocoa, Fl
- S• A•••••••• L•• independent RIAJul 10, 2013 to Mar 25, 2015 · Atlanta, Ga
- N••• C••••••••• BD affiliatedJan 24, 2011 to Feb 6, 2013 · Cocoa, Fl
- B••••• I••••••••• A••••••• L•• unclassifiedFeb 13, 2009 to Nov 5, 2010 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDJan 23, 1997 to Feb 13, 2009 · Trinity, Fl
- S• A•••••••• L•• to E••••• W•••••• L••left Mar 25, 2015, registered Jul 22, 2015 (119 days) · Other
- N••• C••••••••• to S• A•••••••• L••left Feb 6, 2013, registered Jul 10, 2013 (154 days) · Other
- B••••• I••••••••• A••••••• L•• to N••• C•••••••••left Nov 5, 2010, registered Jan 24, 2011 (80 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••••• I••••••••• A••••••• L••left Feb 13, 2009, registered Feb 13, 2009 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address