RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W••••• M•••••
- O••••••••• • C•• I••• BD affiliated currentsince Jul 26, 2023 · Chicago, Il
- B• R•••• W••••• A•••••••• I••• BD affiliatedAug 26, 2022 to Jul 27, 2023 · Chicago, Il
- B• R•••• W••••• M••••••••• formerMar 19, 2007 to Dec 31, 2022 · Chicago, Il
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthMar 22, 2006 to Feb 28, 2007 · Highland Park, Il
- M•••••• F••••••••• I••• unclassifiedJan 29, 2001 to Feb 28, 2007 · Highland Park, Il
- B• R•••• W••••• A•••••••• I••• to O••••••••• • C•• I•••left Jul 27, 2023, registered Jul 26, 2023 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- B• R•••• W••••• M••••••••• to B• R•••• W••••• A•••••••• I•••left Dec 31, 2022, registered Aug 26, 2022 (-127 days) · corporate re-registration, not a move
- M•••••• F•••••••• I••••••••• M••••••••• I••• to B• R•••• W••••• M•••••••••left Feb 28, 2007, registered Mar 19, 2007 (19 days) · Other
- M•••••• F••••••••• I••• to M•••••• F•••••••• I••••••••• M••••••••• I•••left Feb 28, 2007, registered Mar 22, 2006 (-343 days) · Other
- J•••• W••••• M••••• left B• R•••• W••••• A•••••••• I••• for O••••••••• • C•• I••• (registered 2023-07-26)Jul 27, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address