DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Richard Arnold Nilsen
Feed of 09/14/2026
Also filed as Rich Nilsen
At current firm
9 y
since Dec 9, 2016
In the industry
29 y
since Nov 5, 1996 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stratos Wealth Advisors LLC independent RIA currentsince Dec 9, 2016 · Alexandria, Va
- Ashton Royce & Co. unclassifiedAug 8, 2013 to Nov 22, 2016 · Williamsburg, Va
- Summit Wealth Management, LLC unclassifiedJan 1, 2002 to Aug 22, 2013 · Haymarket, Va
Moves
a registration end followed by a registration begin elsewhere
- Ashton Royce & Co. to Stratos Wealth Advisors LLCleft Nov 22, 2016, registered Dec 9, 2016 (17 days) · Other
- Summit Wealth Management, LLC to Ashton Royce & Co.left Aug 22, 2013, registered Aug 8, 2013 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address