DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stefan Michael Haberer
Feed of 09/14/2026
At current firm
6 y
since Jul 16, 2020
In the industry
29 y
since Jan 2, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Seabird Investment Partners mixed wealth currentsince Jul 16, 2020 · San Diego, Ca
- Gulfstream Capital Management,LLC formerApr 19, 2004 to Jun 29, 2011 · Summit, Nj
- RBC Capital Markets, LLC national BDFeb 27, 2004 to Mar 17, 2004 · St. Petersburg, Fl
- William R. Hough & Co. unclassifiedJan 2, 1997 to Feb 27, 2004 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- Gulfstream Capital Management,LLC to Seabird Investment Partnersleft Jun 29, 2011, registered Jul 16, 2020 (3305 days) · Other
- RBC Capital Markets, LLC to Gulfstream Capital Management,LLCleft Mar 17, 2004, registered Apr 19, 2004 (33 days) · Other
- William R. Hough & Co. to RBC Capital Markets, LLCleft Feb 27, 2004, registered Feb 27, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address