DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Seabird Investment Partners
Wealth manager with institutional or fund businessSan Diego, CaliforniaCRD 284125SEC 801-107954websiteIAPD
Legal name Seabird Financial Corporation
Latest filing Apr 20, 2026
First filing on the tape Jun 2, 2016 · 16 filings
SEC status approved since Jun 8, 2016
RAUM
$419M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
22%
$90.7M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$83.8M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$419M as of Apr 20, 2026
Mar 3, 2017$160M then
HNW client RAUM$74.4M as of Apr 20, 2026
Mar 29, 2018$35.0M then
State-registered IARs (5.B.3)5 as of Apr 20, 2026
Mar 3, 20171 then
Employees (5.A)6 as of Apr 20, 2026
Mar 3, 20172 then
Private funds: no history
RAUM +18% over the last fiscal year+15% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $83.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.3%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$297M71%
- High-net-worth individuals$74.4M18%
- Corporations and businesses$22.8M5.4%
- Individuals$16.3M3.9%
- State and municipal entities$8.7M2.1%
- Individual clients
- 18reported
- HNW clients
- 26reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 295reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.22 fund_share=0.71 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Arch Laurence Peregoff | San Diego, Ca | Jun 29, 2016 | 38 y | 4 |
| Joseph Nicholas Di ScalaChartered Financial Analyst | San Diego, Ca | May 22, 2020 | 15 y | 0 |
| Stefan Michael Haberer | San Diego, Ca | Jul 16, 2020 | 29 y | 3 |
| Shiv Hitesh Amin | San Diego, Ca | Nov 17, 2022 | 22 y | 0 |
| Marcus Andres O'Leary | San Diego, Ca | Oct 27, 2023 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Stefan Michael Haberer from Gulfstream Capital Management,LLCJul 16, 2020 · Other
- Arch Laurence Peregoff from Carmel Capital Partners, LLCJun 29, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nicholas Joseph Di Scala · Managing Partnercontrolsince 01/2022 · owns 25% to 50%
- Laurence Arch Peregoff · Founder/Chief Compliance Officercontrolsince 06/2016 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 270 to 295Mar 26, 2025 to Mar 25, 2026
- HNW clients · 27 to 26Mar 26, 2025 to Mar 25, 2026
- Individual clients · 19 to 18Mar 26, 2025 to Mar 25, 2026
- Discretionary RAUM · $354M to $419MMar 26, 2025 to Mar 25, 2026
- HNW RAUM · $75.6M to $74.4MMar 26, 2025 to Mar 25, 2026
- Individual RAUM · $16.6M to $16.3MMar 26, 2025 to Mar 25, 2026
- RAUM · $354M to $419MMar 26, 2025 to Mar 25, 2026
- Accounts · 225 to 270Mar 28, 2024 to Mar 26, 2025
- Corporate clients · unset to 8.0Mar 28, 2024 to Mar 26, 2025
- HNW clients · 32 to 27Mar 28, 2024 to Mar 26, 2025
- Individual clients · 21 to 19Mar 28, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $276M to $354MMar 28, 2024 to Mar 26, 2025
- HNW RAUM · $67.2M to $75.6MMar 28, 2024 to Mar 26, 2025
- Individual RAUM · $13.7M to $16.6MMar 28, 2024 to Mar 26, 2025
- Pension RAUM · 2708199.0 to unsetMar 28, 2024 to Mar 26, 2025
- RAUM · $276M to $354MMar 28, 2024 to Mar 26, 2025
- Accounts · 254 to 225Mar 10, 2023 to Mar 28, 2024
- Advisory employees · 4 to 5Mar 10, 2023 to Mar 28, 2024
- HNW clients · 29 to 32Mar 10, 2023 to Mar 28, 2024
- Individual clients · 27 to 21Mar 10, 2023 to Mar 28, 2024
- Employees · 5 to 6Mar 10, 2023 to Mar 28, 2024
- State-registered IARs · 4 to 5Mar 10, 2023 to Mar 28, 2024
- Discretionary RAUM · $273M to $276MMar 10, 2023 to Mar 28, 2024
- HNW RAUM · $63.4M to $67.2MMar 10, 2023 to Mar 28, 2024
- Individual RAUM · $12.3M to $13.7MMar 10, 2023 to Mar 28, 2024
- Pension RAUM · $2.1M to $2.7MMar 10, 2023 to Mar 28, 2024
- RAUM · $273M to $276MMar 10, 2023 to Mar 28, 2024
- Accounts · 251 to 254Mar 17, 2022 to Jan 23, 2023
- Advisory employees · 3 to 4Mar 17, 2022 to Jan 23, 2023
- Business name · SEABIRD FINANCIAL CORPORATION to SEABIRD INVESTMENT PARTNERSMar 17, 2022 to Jan 23, 2023
- HNW clients · 34 to 29Mar 17, 2022 to Jan 23, 2023
- Individual clients · 19 to 27Mar 17, 2022 to Jan 23, 2023
- Employees · 4 to 5Mar 17, 2022 to Jan 23, 2023
- State-registered IARs · 3 to 4Mar 17, 2022 to Jan 23, 2023
- Discretionary RAUM · $307M to $273MMar 17, 2022 to Jan 23, 2023
- HNW RAUM · $77.4M to $63.4MMar 17, 2022 to Jan 23, 2023
- Individual RAUM · $11.6M to $12.3MMar 17, 2022 to Jan 23, 2023
- Pension RAUM · $2.1M to $2.1MMar 17, 2022 to Jan 23, 2023
- RAUM · $307M to $273MMar 17, 2022 to Jan 23, 2023
Signals
2 dated events
- Nicholas Joseph Di Scala (Managing Partner) appeared on Schedule A of Seabird Investment PartnersMar 17, 2022 · Control person joined · fact
- Arch Peregoff, Inc. filed its initial SEC registration (Form ADV)Jun 2, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@seabirdfin.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 858-457-7707reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/seabird-investment-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- seabirdfin.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 858-457-7707reportedpublic record, Form ADV, Apr 20, 2026
- Contact form
- seabirdfin.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- seabirdfin.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $83.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026