DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Cole Mcconnell
Feed of 09/14/2026
At current firm
7 y
since Aug 9, 2019
In the industry
29 y
since Mar 5, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Charles Schwab & Co., Inc. national BD currentsince Aug 9, 2019 · Carmel, Ca
- American Century Investments Private Client Group, Inc. BD affiliatedNov 1, 2017 to Jul 16, 2019 · Kansas City, Mo
- American Century Advisory Services, Inc. formerApr 10, 2006 to Dec 31, 2012 · Kansas City, Mo
Moves
a registration end followed by a registration begin elsewhere
- American Century Investments Private Client Group, Inc. to Charles Schwab & Co., Inc.left Jul 16, 2019, registered Aug 9, 2019 (24 days) · RIA to affiliated broker-dealer or bank
- American Century Advisory Services, Inc. to American Century Investments Private Client Group, Inc.left Dec 31, 2012, registered Nov 1, 2017 (1766 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address