DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

American Century Investments Private Client Group, Inc.

Broker-dealer affiliated wealth managerKansas City, MissouriCRD 290043SEC 801-111963websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Sep 29, 2017 · 22 filings
SEC status approved since Oct 30, 2017
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$2.3B individuals and HNW
Advisors
64
registered through the firm on IAPD
RAUM per advisor
$36.4M
derived; firm RAUM over IAPD count
Employees
105
0 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$2.3B as of Mar 31, 2026
Mar 29, 2018$6.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)62 as of Mar 31, 2026
Mar 29, 201826 then
Employees (5.A)105 as of Mar 31, 2026
Mar 29, 201842 then
Private funds: no history
RAUM +17% over the last fiscal year+16% a year over threeIARs 58 to 62
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$35.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$349,266derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.6derivedItem 5.A over advisors
Advisors per office
10.8derived6 offices incl. principal (1.F.5)
RAUM growth, one year
+17%derivedbetween the last two annual amendments
Advisor growth, one year
+6.9%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, publications, educational seminarsreportedItem 5.G
Wrap fee program
$2.3BreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$2.3B100%
  • Corporations and businesses$412,0480.0%
Individual clients
4,098reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6,678reported
Financial planning clients
101-250reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=82.0derived
Advisors registered through the firm
65 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Melissa Gail OhlerOverland Park, Ks Oct 30, 201716 y0
Amy Leitner AlleyOlathe, Ks Nov 9, 201724 y1
Neal Christopher DolbeareParkville, Mo Nov 9, 201723 y2
Katherine Charlene CarterKansas City, Mo Nov 9, 201732 y1
Duong Truong TranCertified Financial PlannerSan Jose, CaNov 9, 201720 y3
Jason Duc Trong Kieu NguyenKansas City, Mo May 25, 201813 y0
Kristi L LaingBonner Springs, Ks Sep 10, 201811 y0
Addison Cole TantilloKansas City, MoJul 31, 201914 y0
Joshua Sheldon FreebornConcordia, KsAug 29, 201912 y1
Samuel Phillip DavisLeawood, Ks Nov 4, 201922 y3
Ryan D AdamsKansas City, Mo Dec 19, 201918 y0
William Michael CoxKansas City, Mo Jan 31, 202015 y0
Michael G RoseChartered Financial AnalystKansas City, Mo Apr 23, 202020 y0
Joseph Patrick ThomasLees Summit, Mo Jun 13, 202015 y0
Christian M GoodmanKansas City, Mo Jul 13, 202012 y1
Thomas James MclauryKansas City, MoJul 27, 202020 y0
Jonathan BelayTorrance, CaAug 25, 202012 y2
James Richard MerdianBlue Springs, Mo Sep 14, 202012 y0
Rachel Ann MclainKansas City, Mo Oct 12, 202014 y0
David Stephen TondreaultSt. Petersburg, FlJul 14, 202122 y2
Christopher J SextonGeneva, IlJul 23, 202120 y1
Page Mcgowan AvazpourKansas City, Mo Nov 3, 202111 y0
Sarah Marie PedersenKansas City, Mo Dec 2, 202112 y0
James Joseph BarenbergKansas City, Mo Dec 7, 202112 y0
Zachary Oscar RothKansas City, Mo Dec 8, 202114 y0
Caleb Jens HeinKansas City, Mo Jan 26, 202213 y0
Addison James SchubertLeawood, KsFeb 7, 202212 y0
Donald G ThomasChartered Financial ConsultantLenexa, Ks Feb 28, 202231 y5
Kyle RayCertified Financial PlannerLos Angeles, CaJun 14, 202226 y12
Jordan Michael McgeeLeawood, Ks Jun 21, 202211 y0
Jennifer Christine SimmonsKansas City, MoJul 1, 20229 y0
Matthew Thomas JanesCertified Financial PlannerLeawood, KsOct 13, 202225 y4
Maxwell Martin BrownLeawood, Ks Oct 21, 202210 y0
Cody Glen HughesKansas City, Mo Jan 1, 202311 y0
Kory Glendon KlossnerKansas City, Mo Apr 24, 202316 y1
Austin DassKansas City, Mo Jun 14, 202311 y0
Katie Lynn FisherSmithville, Mo Aug 4, 202310 y0
Joseph Hunter NiblockKansas City, Mo Jul 1, 202410 y0
Jessica Lynn GiannolaKansas City, MoJul 1, 202421 y0
Charisa Nicole DoddKansas City, Mo Sep 13, 202412 y0
All 65 advisors at American Century Investments Private Client Group, Inc.
Advisor movement
9 left, 3 joined in 12 months
net -6 in 12 months2 left in 90 days1 joined in 90 daysdeparture rate 14% of current headcount25 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Thomas Patrick Bannigan · Chief Financial Officercontrol
    since 08/2017 · owns less than 5%
  • Joseph Donald Bonder · Directorcontrol
    since 09/2024 · owns less than 5%
  • Todd Richard Luchinsky · Presidentcontrol
    since 10/2025 · owns less than 5%
  • K Daniel Richardson · Directorcontrol
    since 08/2017 · owns less than 5%
  • Gerard Joseph Schultz · Presidentcontrol
    since 06/2018 · owns less than 5%
  • Diane Amy Shelton · Chief Compliance Officercontrol
    since 08/2017 · owns less than 5%
  • Stephen David Tondreault · Directorcontrol
    since 02/2022 · owns less than 5%
Entity owners
  • American Century Companies, Inc. · Shareholder
    direct · owns 75% or more
  • Stowers Institute For Medical Research · Shareholder Of Class B Shares
    indirect · owns 25% to 50% of American Century Companies, Inc.
  • Stowers Resource Management, Inc. · Shareholder Of Class A Shares
    indirect · owns 25% to 50% of American Century Companies, Inc.
  • Nomura Am Holdings USA, LLC · Shareholder Of Class A Shares
    indirect · owns 25% to 50% of American Century Companies, Inc.
  • Nomura Holding America Inc. · Member
    indirect · owns 75% or more of Nomura Am Holdings USA, LLC
  • Nomura Holdings, Inc. · Shareholder
    indirect · owns 75% or more of Normura Holding America, Inc. · public reporting company
Related persons
Schedule D 7.A
  • American Century Invesmtment Management (Au) Pty Limited
    investment advisern
  • American Century Invesmtments (Eu) Gmbh
    investment advisern
  • American Century Investment Management (Asia Pacific) Limited
    investment advisern
  • American Century Investment Management (Uk) Limited
    investment advisern
  • American Century Investment Management Inc
    investment advisernRAUM $306B
  • American Century Investment Services, Inc.
    broker-dealern
  • American Century Private Investments Gp I, LLC
    pooled vehicle sponsorn
  • American Century Private Investments Gp II. LLC
    pooled vehicle sponsorn
Advisers that list American Century Investments Private Client Group, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Kansas City, Mo · principal51123
Leawood, Ks1011
Overland Park, Ks811
Lenexa, Ks611
Lees Summit, Mo511
Kansas City, Ks310
Shawnee, Ks310
Gardner, Ks200
Olathe, Ks200
Smithville, Mo200
Prairie Village, Ks100
Westwood, Ks000
Rutherford, Nj001
Saint Charles, Mo000
Offices
Schedule D 1.F, the 25 largest
  • Leawood, KS3 employees
  • Santa Clara, CA2 employees
  • New York, NY1 employees
  • Kansas City, MO1 employees
  • Morristown, NJ1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Mar 31, 2026
    LUCHINSKY, RICHARD, TODD (PRESIDENT) appeared on Schedule A between the filings of 2024-11-07 and 2026-03-31
    peers: affiliated wealth managers, $1B to $5B (56)
  • control person changedChange between filings · filing Mar 31, 2026
    SCHULTZ, JOSEPH, GERARD (PRESIDENT) left Schedule A between the filings of 2024-11-07 and 2026-03-31
    peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
  • Accounts · 6,044 to 6,678
    Oct 30, 2025 to Mar 31, 2026
  • BD registered reps · 58 to 82
    Oct 30, 2025 to Mar 31, 2026
  • Corporate clients · 4 to 9
    Oct 30, 2025 to Mar 31, 2026
  • Individual clients · 3,843 to 4,098
    Oct 30, 2025 to Mar 31, 2026
  • Employees · 94 to 105
    Oct 30, 2025 to Mar 31, 2026
  • Financial planning clients · 251-500 to 101-250
    Oct 30, 2025 to Mar 31, 2026
  • State-registered IARs · 58 to 62
    Oct 30, 2025 to Mar 31, 2026
  • Discretionary RAUM · $2.0B to $2.3B
    Oct 30, 2025 to Mar 31, 2026
  • Individual RAUM · $2.0B to $2.3B
    Oct 30, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $127,416 to $26,589
    Oct 30, 2025 to Mar 31, 2026
  • RAUM · $2.0B to $2.3B
    Oct 30, 2025 to Mar 31, 2026
  • Employees · 102 to 94
    Nov 7, 2024 to Mar 31, 2025
  • Accounts · 3,717 to 6,044
    Nov 7, 2024 to Mar 31, 2025
  • BD registered reps · 75 to 58
    Nov 7, 2024 to Mar 31, 2025
  • Corporate clients · 1 to 4
    Nov 7, 2024 to Mar 31, 2025
  • Individual clients · 3,717 to 3,843
    Nov 7, 2024 to Mar 31, 2025
  • Financial planning clients · 101-250 to 251-500
    Nov 7, 2024 to Mar 31, 2025
  • State-registered IARs · 59 to 58
    Nov 7, 2024 to Mar 31, 2025
  • Discretionary RAUM · $1.9B to $2.0B
    Nov 7, 2024 to Mar 31, 2025
  • Individual RAUM · $1.9B to $2.0B
    Nov 7, 2024 to Mar 31, 2025
  • Non-discretionary RAUM · $174,449 to $127,416
    Nov 7, 2024 to Mar 31, 2025
  • RAUM · $1.9B to $2.0B
    Nov 7, 2024 to Mar 31, 2025
  • Accounts · 5,000 to 3,717
    Mar 31, 2023 to Mar 28, 2024
  • BD registered reps · 52 to 75
    Mar 31, 2023 to Mar 28, 2024
  • Individual clients · 3,256 to 3,717
    Mar 31, 2023 to Mar 28, 2024
  • Employees · 82 to 102
    Mar 31, 2023 to Mar 28, 2024
  • Financial planning clients · 251-500 to 101-250
    Mar 31, 2023 to Mar 28, 2024
  • State-registered IARs · 45 to 59
    Mar 31, 2023 to Mar 28, 2024
  • Other offices · 2 to 5
    Mar 31, 2023 to Mar 28, 2024
  • Discretionary RAUM · $1.5B to $1.9B
    Mar 31, 2023 to Mar 28, 2024
  • Individual RAUM · $1.5B to $1.9B
    Mar 31, 2023 to Mar 28, 2024
  • Non-discretionary RAUM · $212 to $174,449
    Mar 31, 2023 to Mar 28, 2024
  • RAUM · $1.5B to $1.9B
    Mar 31, 2023 to Mar 28, 2024
  • Accounts · 3,257 to 5,000
    Jan 11, 2023 to Mar 31, 2023
  • BD registered reps · 55 to 52
    Jan 11, 2023 to Mar 31, 2023
  • Employees · 77 to 82
    Jan 11, 2023 to Mar 31, 2023
  • Financial planning clients · More than 500 to 251-500
    Jan 11, 2023 to Mar 31, 2023
  • State-registered IARs · 44 to 45
    Jan 11, 2023 to Mar 31, 2023
  • Discretionary RAUM · $1.5B to $1.5B
    Jan 11, 2023 to Mar 31, 2023
  • Individual RAUM · $1.5B to $1.5B
    Jan 11, 2023 to Mar 31, 2023
Signals
59 dated events
  • Kristi Dawn Davenport no longer holds an investment adviser registration (last listed at American Century Investments Private Client Group, Inc. on the 2026-09-16 feed)
    Sep 16, 2026 · Advisor registration ended · derived
  • Harrison Dill added a TX registration at American Century Investments Private Client Group, Inc.
    Sep 15, 2026 · New state registration · fact
  • Harrison Dill added a KS registration at American Century Investments Private Client Group, Inc.
    Sep 14, 2026 · New state registration · fact
  • Harrison Dill added a MO registration at American Century Investments Private Client Group, Inc.
    Sep 14, 2026 · New state registration · fact
  • Harrison Dill registered as an investment adviser representative at American Century Investments Private Client Group, Inc.
    Sep 14, 2026 · Advisor registered · fact
  • Marquise Simmons left American Century Investments Private Client Group, Inc. for Prairie Capital Management Group, Llc (registered 2026-09-11)
    Sep 1, 2026 · Advisor changed firm · fact
  • Rowland Pepito left American Century Investments Private Client Group, Inc. for Wealth Enhancement Advisory Services, Llc (registered 2026-08-19)
    Sep 1, 2026 · Advisor changed firm · fact
  • Hunter Dean Cole left American Century Investments Private Client Group, Inc. for Hightower Advisors, Llc (registered 2026-05-26)
    Jun 1, 2026 · Advisor changed firm · fact
  • Samuel Allan Heggs left American Century Investments Private Client Group, Inc. for Raymond James Financial Services Advisors, Inc (registered 2026-04-13)
    Apr 1, 2026 · Advisor changed firm · fact
  • Zachary Joseph Shahrokhi left American Century Investments Private Client Group, Inc. for Creative Planning (registered 2026-02-18)
    Feb 17, 2026 · Advisor changed firm · fact
  • Mason Mead left American Century Investments Private Client Group, Inc. for Creative Planning (registered 2026-03-06)
    Feb 17, 2026 · Advisor changed firm · fact
  • Sean Findley left American Century Investments Private Client Group, Inc. for Creative Planning (registered 2026-01-07)
    Dec 31, 2025 · Advisor changed firm · fact
  • Jon William Munro left American Century Investments Private Client Group, Inc. for Fisher Investments (registered 2026-01-20)
    Dec 31, 2025 · Advisor changed firm · fact
  • Chase Thomas Keeler left American Century Investments Private Client Group, Inc. for Edward Jones (registered 2025-12-08)
    Dec 22, 2025 · Advisor changed firm · fact
  • Sylvester Carl Byrd left American Century Investments Private Client Group, Inc. for Creative Planning (registered 2025-04-16)
    Apr 16, 2025 · Advisor changed firm · fact
  • Austin Lee Hinck left American Century Investments Private Client Group, Inc. for Creative Planning (registered 2025-01-14)
    Jan 21, 2025 · Advisor changed firm · fact
  • J Douglas Comer (Director) no longer on Schedule A of American Century Investments Private Client Group, Inc. (listed 2024-04-05, absent 2024-11-07)
    Nov 7, 2024 · Control person left · inference
  • Joseph Donald Bonder (Director) appeared on Schedule A of American Century Investments Private Client Group, Inc.
    Nov 7, 2024 · Control person joined · fact
  • Eric Daniel Martinez left American Century Investments Private Client Group, Inc. for Lpl Financial Llc (registered 2024-08-30)
    Sep 3, 2024 · Advisor changed firm · fact
  • Christopher Douglas Goodwin left American Century Investments Private Client Group, Inc. for Edward Jones (registered 2024-08-16)
    Sep 3, 2024 · Advisor changed firm · fact
  • Johnathan Bruce Works left American Century Investments Private Client Group, Inc. for Raymond James Financial Services Advisors, Inc (registered 2024-07-08)
    Jul 16, 2024 · Advisor changed firm · fact
  • Ryan Douglas Heidenreich left American Century Investments Private Client Group, Inc. for Sunpointe Investments (registered 2024-07-12)
    Jul 16, 2024 · Advisor changed firm · fact
  • Jody Lynne Brunsvold left American Century Investments Private Client Group, Inc. for Wells Fargo Advisors (registered 2025-10-16)
    Jun 17, 2024 · Advisor changed firm · fact
  • Scott A. Eastman left American Century Investments Private Client Group, Inc. for Edward Jones (registered 2024-05-17)
    Jun 3, 2024 · Advisor changed firm · fact
  • Dylan Michael Pollock left American Century Investments Private Client Group, Inc. for Rsg Investments Llc (registered 2025-10-06)
    May 22, 2024 · Advisor changed firm · fact
  • Brian C Mayfield left American Century Investments Private Client Group, Inc. for Focus Partners Wealth, Llc (registered 2024-07-16)
    May 1, 2024 · Advisor changed firm · fact
  • Alec Michael Barber left American Century Investments Private Client Group, Inc. for Empower Advisory Group, Llc (registered 2024-06-18)
    May 1, 2024 · Advisor changed firm · fact
  • Corbin Alexander Menke left American Century Investments Private Client Group, Inc. for Edward Jones (registered 2024-04-24)
    May 1, 2024 · Advisor changed firm · fact
  • Lainie Pasquini Henrich left American Century Investments Private Client Group, Inc. for Copper Financial (registered 2024-04-17)
    Apr 16, 2024 · Advisor changed firm · fact
  • American Century Investments Private Client Group, Inc. reported RAUM $1.9B, up 25% from $1.5B (2023-03-31 to 2024-03-28)
    Mar 28, 2024 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Firm profile
LINKEDIN.COM/COMPANY/AMERICAN-CENTURY-INVESTMENTSreportedpublic record, Form ADV, Sep 17, 2026
Website
investor.pershing.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
816-531-5575reportedpublic record, Form ADV, Mar 31, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$36.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026