DFX Intelligence
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Registered advisor
T••••• M•••••• P•••••
Feed of 09/15/2026
Also filed as T••••• M• P•••••
At current firm
2 y
since Oct 16, 2023
In the industry
29 y
since Oct 24, 1996 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Nov 5, 2025 · Atlanta, Ga
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Oct 16, 2023 · Atlanta, Ga
- U•• F•••••••• S••••••• I••• wirehouseAug 3, 2012 to Oct 24, 2023 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 15, 2006 to Aug 6, 2012 · Atlanta, Ga
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 30, 2003 to Aug 16, 2006 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R••••••••• C•••••• M•••••••••left Oct 24, 2023, registered Oct 16, 2023 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Aug 6, 2012, registered Aug 3, 2012 (-3 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 16, 2006, registered Aug 15, 2006 (-1 days) · Other
Signals
- ••• LockedOct 24, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address