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Feed of 09/15/2026
Also filed as Ron G•••••
At current firm
4 y
since Sep 2, 2022
In the industry
25 y
since Aug 4, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Sep 2, 2022 · Palm Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 17, 2014 to Sep 6, 2022 · Washington, Dc
- U•• F•••••••• S••••••• I••• wirehouseAug 22, 2007 to Apr 25, 2014 · Washington, Dc
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Aug 24, 2007 · Washington, Dc
- M••••• S•••••• D• I••• unclassifiedSep 22, 2006 to Apr 2, 2007 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Sep 6, 2022, registered Sep 2, 2022 (-4 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 25, 2014, registered Apr 17, 2014 (-8 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Aug 24, 2007, registered Aug 22, 2007 (-2 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- R•••••• V• G••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-09-02)Sep 6, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address