RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• E••••• D••••
- S•••••• M••••• L•• independent RIA currentsince Jan 31, 2019 · Dallas, Tx
- T••••••• A••••••• L•• independent RIAMar 24, 2017 to Jan 8, 2026 · Frisco, Tx
- J••• M••••• S••••••••• L•• wirehouseJul 18, 2006 to Sep 8, 2016 · Dallas, Tx
- J••• M••••• S••••••••• L•• wirehouseDec 9, 2003 to Sep 27, 2005 · Dallas, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 18, 2003 to Dec 16, 2003 · Dallas, Tx
- B••• O• A•••••• S••••••••• L•• unclassifiedAug 7, 2002 to Aug 20, 2003 · Dallas, Tx
- M••••• S•••••• D• I••• unclassifiedJan 27, 1998 to Aug 12, 2002 · Plano, Tx
- T••••••• A••••••• L•• to S•••••• M••••• L••left Jan 8, 2026, registered Jan 31, 2019 (-2534 days) · RIA to RIA · moved with a team
- J••• M••••• S••••••••• L•• to T••••••• A••••••• L••left Sep 8, 2016, registered Mar 24, 2017 (197 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to J••• M••••• S••••••••• L••left Dec 16, 2003, registered Dec 9, 2003 (-7 days) · Other
- B••• O• A•••••• S••••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Aug 20, 2003, registered Aug 18, 2003 (-2 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to B••• O• A•••••• S••••••••• L••left Aug 12, 2002, registered Aug 7, 2002 (-5 days) · Other
- N•••• E••••• D•••• left T••••••• A••••••• L•• for S•••••• M••••• L•• (registered 2019-01-31)Jan 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address