RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• D•••• R•••••
- J• W• C••• A•••••••• I••• BD affiliated currentsince Nov 3, 2025 · Tampa, Fl
- E•••••••• W••••• M••••••••• i••••••••• wealthNov 21, 2017 to Feb 28, 2018 · Irvine, Ca
- S••••••• W••••• M••••••••• L•• formerSep 2, 2014 to Nov 3, 2025 · Irvine, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedSep 2, 2014 to Dec 2, 2014 · Irvine, Ca
- L•• F•••••••• L•• BD affiliatedSep 8, 2009 to Sep 12, 2014 · Newport Beach, Ca
- A••••••••• S••••••••• C•••• unclassifiedNov 15, 2004 to Sep 8, 2009 · Newport Beach, Ca
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedNov 15, 2004 to Oct 13, 2009 · Newport Beach, Ca
- S••••••• W••••• M••••••••• L•• to E•••••••• W••••• M•••••••••left Nov 3, 2025, registered Nov 21, 2017 (-2904 days) · Other
- E•••••••• W••••• M••••••••• to J• W• C••• A•••••••• I•••left Feb 28, 2018, registered Nov 3, 2025 (2805 days) · RIA to affiliated broker-dealer or bank
- I••••••••• F•••••••• G••••• L•• to S••••••• W••••• M••••••••• L••left Dec 2, 2014, registered Sep 2, 2014 (-91 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• G••••• L••left Sep 12, 2014, registered Sep 2, 2014 (-10 days) · Other
- A••••••••• P••••••• I••••••••• A••••••• I•• to L•• F•••••••• L••left Oct 13, 2009, registered Sep 8, 2009 (-35 days) · Other
- A••••••••• S••••••••• C•••• to A••••••••• P••••••• I••••••••• A••••••• I••left Sep 8, 2009, registered Nov 15, 2004 (-1758 days) · Other
- D•••••• D•••• R••••• left S••••••• W••••• M••••••••• L•• for E•••••••• W••••• M••••••••• (registered 2017-11-21)Nov 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address