DFX Intelligence
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Registered advisor
B•••• C••••••••• H•••••
Feed of 09/14/2026
Also filed as B•••• H••••••••• H••••••••• C••••••••• H•••••
At current firm
1 y
since Jun 27, 2025
In the industry
17 y
since Dec 3, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jun 27, 2025 · Winter Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 21, 2020 to Apr 1, 2025 · Albany, Ny
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 26, 2018 to Aug 16, 2019 · Ponte Vedra, Fl
- T• A••••••••• I••• formerJan 19, 2018 to Aug 16, 2019 · Jacksonville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 30, 2010 to Jul 11, 2017 · Waxhaw, Nc
- W•••• F•••• A••••••• wirehouseDec 10, 2008 to Aug 12, 2010 · Palm Beach, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Apr 1, 2025, registered Jun 27, 2025 (87 days) · Wirehouse to wirehouse
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 16, 2019, registered Jan 26, 2018 (-567 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 16, 2019, registered Oct 21, 2020 (432 days) · RIA to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••left Jul 11, 2017, registered Jan 19, 2018 (192 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 12, 2010, registered Aug 30, 2010 (18 days) · Wirehouse to wirehouse
Signals
- ••• LockedApr 1, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address