DFX Intelligence
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Registered advisor
D••• K••• G•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••• G•••••
At current firm
3 y
since Aug 29, 2023
In the industry
29 y
since Nov 21, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Aug 29, 2023 · Landrum, Sc
- L•• F•••••••• L•• BD affiliatedDec 31, 2001 to Aug 28, 2023 · Candler, Nc
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Aug 28, 2023, registered Aug 29, 2023 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedAug 28, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address