DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Druann Carter

Steward Partners Investment Advisory, LLCBD affiliatedStuart, Fl dual registrantIAPD 2811922

Feed of 09/15/2026

Also filed as Druann Smith

At current firm

0 y

since Feb 5, 2026

In the industry

20 y

since Apr 21, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Steward Partners Investment Advisory, LLC BD affiliated current
since Feb 5, 2026 · Stamford, Ct
Raymond James & Associates, Inc. national BD
Aug 19, 2011 to Feb 3, 2026 · Stuart, Fl
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Aug 8, 2011 · Stuart, Fl
Banc Of America Investment Services, Inc. unclassified
May 23, 2008 to Oct 23, 2009 · Stuart, Fl

Moves

a registration end followed by a registration begin elsewhere

Raymond James & Associates, Inc. to Steward Partners Investment Advisory, LLC
left Feb 3, 2026, registered Feb 5, 2026 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James & Associates, Inc.
left Aug 8, 2011, registered Aug 19, 2011 (11 days) · Wirehouse to affiliated broker-dealer or bank
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move

Signals

Druann Carter left Raymond James & Associates, Inc. for Steward Partners Investment Advisory, Llc (registered 2026-02-05)
Feb 3, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address