RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•• B••••••• H•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jan 24, 2018 · Indian Harbour Beach, Fl
- B••• W•••• A••••••• formerOct 8, 2014 to Dec 31, 2017 · Babylon, Ny
- E•••••••• A•••••••• L•• national BDJul 2, 2002 to Nov 25, 2014 · Babylon, Ny
- B••• W•••• A••••••• to F•••• P••••••• W•••••• L••left Dec 31, 2017, registered Jan 24, 2018 (24 days) · Other
- E•••••••• A•••••••• L•• to B••• W•••• A•••••••left Nov 25, 2014, registered Oct 8, 2014 (-48 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address