RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• P••• P•••••
- A•• W••••• M••••••••• L•• independent RIA currentsince Jun 1, 2017 · Farmington Hills, Mi
- B••••••••• C•••••• M••••••••• L•• independent RIAAug 20, 2015 to Jun 21, 2017 · Farmington Hills, Mi
- H••••• I••••••••• M••••••••• L•• independent RIAOct 6, 2014 to Aug 20, 2015 · Farmington Hills, Mi
- C•••••••• F••••••••• I••• BD affiliatedJun 30, 2010 to Sep 30, 2014 · Livonia, Mi
- Q•••••• A•••• M••••••••• I••• formerApr 13, 2010 to Jun 30, 2010 · Minneapolis, Mn
- B••••••••• C•••••• M••••••••• L•• to A•• W••••• M••••••••• L••left Jun 21, 2017, registered Jun 1, 2017 (-20 days) · Other
- H••••• I••••••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••left Aug 20, 2015, registered Aug 20, 2015 (0 days) · Other
- C•••••••• F••••••••• I••• to H••••• I••••••••• M••••••••• L••left Sep 30, 2014, registered Oct 6, 2014 (6 days) · Other
- Q•••••• A•••• M••••••••• I••• to C•••••••• F••••••••• I•••left Jun 30, 2010, registered Jun 30, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address