RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• M•••• H•••
- C•••••• S••••• • C••• I••• national BD currentsince Dec 3, 2025 · Westlake, Tx
- V•••• F•••••••• A•••••••• I••• BD affiliatedApr 18, 2006 to Feb 6, 2009 · Burlington, Ma
- C•••••• F•••••••• S•••••••• I••• formerNov 30, 2005 to Apr 20, 2006 · Francestown, Nh
- J•••• • L••••• A••••••• unclassifiedJun 21, 2005 to Oct 31, 2005 · Francestown, Nh
- V•••• F•••••••• A•••••••• I••• to C•••••• S••••• • C••• I•••left Feb 6, 2009, registered Dec 3, 2025 (6144 days) · Other
- C•••••• F•••••••• S•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Apr 20, 2006, registered Apr 18, 2006 (-2 days) · Other
- J•••• • L••••• A••••••• to C•••••• F•••••••• S•••••••• I•••left Oct 31, 2005, registered Nov 30, 2005 (30 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address