DFX Intelligence
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Registered advisor
W•••••• L• D•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T••• D••••••••• L••••••• I•• D••••••••• L••••••• D•••••
At current firm
4 y
since Mar 30, 2022
In the industry
18 y
since Jan 15, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 30, 2022 · Virginia Beach, Va
- P••• A••••• S••••••••• L•• BD affiliatedMar 15, 2010 to Mar 25, 2022 · Virginia Beach, Va
- N••••••••• M••••• I••••••••• S••••••••• no RAUMApr 10, 2008 to Feb 23, 2010 · Virginia Bch, Va
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Mar 25, 2022, registered Mar 30, 2022 (5 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to P••• A••••• S••••••••• L••left Feb 23, 2010, registered Mar 15, 2010 (20 days) · Other
Signals
- ••• LockedMar 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address