DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Heather Stella Oliver
Certified Financial Planner
Feed of 09/15/2026
At current firm
1 y
since Oct 28, 2024
In the industry
29 y
since Jun 5, 1997 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Oppenheimer & Co. Inc. BD affiliated currentsince Oct 28, 2024 · Blue Ridge, Ga
- Truist Advisory Services, Inc. BD affiliatedSep 12, 2016 to Oct 15, 2024 · Lighthouse Point, Fl
- Suntrust Investment Services, Inc. formerSep 5, 2012 to Dec 31, 2016 · Fort Lauderdale, Fl
- LPL Financial LLC BD affiliatedJan 19, 2010 to Aug 31, 2012 · Fort Lauderdale, Fl
- Cetera Investment Services LLC formerMay 8, 2008 to Jan 20, 2010 · Fort Lauderdale, Fl
- Morgan Stanley & Co. LLC unclassifiedOct 25, 2007 to May 5, 2008 · Aventura, Fl
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Aug 28, 2007 · Ft. Lauderdale, Fl
- Morgan Stanley Dw Inc. unclassifiedOct 19, 2006 to Apr 2, 2007 · Ft. Lauderdale, Fl
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Oppenheimer & Co. Inc.left Oct 15, 2024, registered Oct 28, 2024 (13 days) · Affiliated broker-dealer or bank to another
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Sep 12, 2016 (-110 days) · corporate re-registration, not a move
- LPL Financial LLC to Suntrust Investment Services, Inc.left Aug 31, 2012, registered Sep 5, 2012 (5 days) · Other
- Cetera Investment Services LLC to LPL Financial LLCleft Jan 20, 2010, registered Jan 19, 2010 (-1 days) · Other
- Morgan Stanley & Co. LLC to Cetera Investment Services LLCleft May 5, 2008, registered May 8, 2008 (3 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- Heather Stella Oliver left Truist Advisory Services, Inc. for Oppenheimer & Co. Inc. (registered 2024-10-28)Oct 15, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address