DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• G••••• F•••••

I••••••••• W••••• P•••••••state registeredCleveland, Oh IA-onlyIAPD 2817203

Feed of 09/15/2026

Also filed as D••••• Elen Primeau

At current firm

2 y

since Jan 10, 2024

In the industry

28 y

since Dec 31, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I••••••••• W••••• P••••••• state registered current
since Jan 10, 2024 · Cleveland, Oh
E•••••• W••••• P•••••••• L•• former
Oct 11, 2022 to Mar 26, 2024 · The Woodlands, Tx
B•••••••• A•••• M••••••••• L•• independent RIA
Nov 23, 2016 to Oct 7, 2022 · The Woodlands, Tx
V••• F•••••••• A•••••••• I••• BD affiliated
Feb 2, 2015 to Nov 17, 2016 · The Woodlands, Tx
L•••••• F•••••••• D••••••••• I••• unclassified
Jun 9, 2004 to Feb 24, 2011 · The Woodlands, Tx

Moves

a registration end followed by a registration begin elsewhere

E•••••• W••••• P•••••••• L•• to I••••••••• W••••• P•••••••
left Mar 26, 2024, registered Jan 10, 2024 (-76 days) · RIA to a state-registered adviser
B•••••••• A•••• M••••••••• L•• to E•••••• W••••• P•••••••• L••
left Oct 7, 2022, registered Oct 11, 2022 (4 days) · RIA to RIA
V••• F•••••••• A•••••••• I••• to B•••••••• A•••• M••••••••• L••
left Nov 17, 2016, registered Nov 23, 2016 (6 days) · Other
L•••••• F•••••••• D••••••••• I••• to V••• F•••••••• A•••••••• I•••
left Feb 24, 2011, registered Feb 2, 2015 (1439 days) · Other

Signals

D••••• G••••• F••••• left E•••••• W••••• P•••••••• L•• for I••••••••• W••••• P••••••• (registered 2024-01-10)
Mar 26, 2024 · Advisor changed firm · fact
D••••• G••••• F••••• left B•••••••• A•••• M••••••••• L•• for E•••••• W••••• P•••••••• L•• (registered 2022-10-11)
Oct 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address