DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Allegis Investment Advisors, LLC

Former SEC-registered adviserIdaho Falls, IdahoCRD 157314SEC 801-78696IAPD
Latest filing Jul 23, 2018
First filing on the tape Oct 9, 2013 · 41 filings
RAUM
$291M
reported, Item 5.F
Discretionary
70%
of RAUM
Private clients
99%
$287M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
48
33 advisory (5.B.1)
Offices
19
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$623M as of Mar 14, 2018
Jan 27, 2014$107M then
HNW client RAUM: $105M
State-registered IARs (5.B.3)73 as of Mar 14, 2018
Jan 27, 201427 then
Employees (5.A)73 as of Mar 14, 2018
Jan 27, 201428 then
Private funds: no history
RAUM -56% over the last fiscal year+12% a year over threeIARs 90 to 48
Practice profile
derived from the filing of Jul 23, 2018; every figure names its basis
RAUM per advisor
$6.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
39derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$627,903derivedHNW RAUM over HNW clients
Average account
$126,605derivedRAUM over accounts (5.F.2.f)
Discretionary
70%derivedof RAUM
Institutional
0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.4derived20 offices incl. principal (1.F.5)
RAUM growth, one year
-4.8%derivedbetween the last two annual amendments
Advisor growth, one year
-19%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$197M68%
  • High-net-worth individuals$89.8M31%
  • Corporations and businesses$2.9M1.0%
  • Pension and profit-sharing plans$1.1M0.4%
Individual clients
1,740reported
HNW clients
143reported
Pension plan clients
2reported
Charitable clients
n/areported
Accounts
2,296reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Shayne Heath Bowen · Managing Member/Ccocontrol
    since 03/2011 · owns 75% or more
Related persons
Schedule D 7.A
Offices
Schedule D 1.F, the 25 largest
  • South Jordan, UT7 employees
  • Logan, UT5 employees
  • Idaho Falls, ID4 employees
  • Sandy, UT3 employees
  • Farmington, UT3 employees
  • Salt Lake City, UT2 employees
  • Salt Lake City, UT2 employees
  • Blackfoot, ID1 employees
  • Lindon, UT1 employees
  • , 1 employees
  • Aurora, CO1 employees
  • St. George, UT1 employees
  • Kaysville, UT1 employees
  • Cedar City, UT1 employees
  • Ogden, UT1 employees
  • South Jordan, UT1 employees
What changed
consecutive filings, newest first
  • Advisory employees · 46 to 33
    Apr 18, 2018 to May 10, 2018
  • BD registered reps · 47 to 27
    Apr 18, 2018 to May 10, 2018
  • Employees · 61 to 48
    Apr 18, 2018 to May 10, 2018
  • State-registered IARs · 61 to 48
    Apr 18, 2018 to May 10, 2018
  • Other offices · 31 to 19
    Apr 18, 2018 to May 10, 2018
  • Accounts · 3,834 to 2,296
    Apr 10, 2018 to Apr 18, 2018
  • Advisory employees · 58 to 46
    Apr 10, 2018 to Apr 18, 2018
  • Corporate clients · 8 to 7
    Apr 10, 2018 to Apr 18, 2018
  • HNW clients · 120 to 143
    Apr 10, 2018 to Apr 18, 2018
  • Individual clients · 3,177 to 1,740
    Apr 10, 2018 to Apr 18, 2018
  • Employees · 73 to 61
    Apr 10, 2018 to Apr 18, 2018
  • State-registered IARs · 73 to 61
    Apr 10, 2018 to Apr 18, 2018
  • Discretionary RAUM · $467M to $205M
    Apr 10, 2018 to Apr 18, 2018
  • HNW RAUM · $105M to $89.8M
    Apr 10, 2018 to Apr 18, 2018
  • Individual RAUM · $514M to $197M
    Apr 10, 2018 to Apr 18, 2018
  • Non-discretionary RAUM · $156M to $86.1M
    Apr 10, 2018 to Apr 18, 2018
  • Pension RAUM · $1.1M to $1.1M
    Apr 10, 2018 to Apr 18, 2018
  • RAUM · $623M to $291M
    Apr 10, 2018 to Apr 18, 2018
  • Accounts · 6,050 to 3,834
    Jan 19, 2018 to Mar 14, 2018
  • Advisory employees · 90 to 58
    Jan 19, 2018 to Mar 14, 2018
  • BD registered reps · 48 to 47
    Jan 19, 2018 to Mar 14, 2018
  • Corporate clients · unset to 8.0
    Jan 19, 2018 to Mar 14, 2018
  • HNW clients · unset to 120.0
    Jan 19, 2018 to Mar 14, 2018
  • Individual clients · unset to 3177.0
    Jan 19, 2018 to Mar 14, 2018
  • Pension plan clients · unset to 2.0
    Jan 19, 2018 to Mar 14, 2018
  • Employees · 90 to 73
    Jan 19, 2018 to Mar 14, 2018
  • State-registered IARs · 90 to 73
    Jan 19, 2018 to Mar 14, 2018
  • Other offices · 32 to 31
    Jan 19, 2018 to Mar 14, 2018
  • Discretionary RAUM · $554M to $467M
    Jan 19, 2018 to Mar 14, 2018
  • HNW RAUM · unset to 105483509.0
    Jan 19, 2018 to Mar 14, 2018
  • Individual RAUM · unset to 513749158.0
    Jan 19, 2018 to Mar 14, 2018
  • Non-discretionary RAUM · $100M to $156M
    Jan 19, 2018 to Mar 14, 2018
  • Pension RAUM · unset to 1070335.0
    Jan 19, 2018 to Mar 14, 2018
  • RAUM · $654M to $623M
    Jan 19, 2018 to Mar 14, 2018
  • Other offices · 28 to 32
    Nov 6, 2017 to Jan 19, 2018
  • Other offices · unset to 28.0
    Aug 17, 2017 to Nov 6, 2017
  • Accounts · 3,500 to 6,050
    Feb 28, 2017 to Mar 6, 2017
  • Advisory employees · 71 to 90
    Feb 28, 2017 to Mar 6, 2017
  • Employees · 73 to 90
    Feb 28, 2017 to Mar 6, 2017
  • State-registered IARs · 71 to 90
    Feb 28, 2017 to Mar 6, 2017
Signals
4 dated events
  • Allegis Investment Advisors, Llc reported 48 state-registered advisory representatives, down from 61 (2018-04-18 to 2018-05-10)
    May 10, 2018 · Advisor headcount change · derived
  • Allegis Investment Advisors, Llc reported 19 offices beyond its principal office, down from 31 (2018-04-18 to 2018-05-10)
    May 10, 2018 · Office count change · derived
  • Allegis Investment Advisors, Llc reported RAUM $290.7M, down 53% from $622.6M (2018-04-10 to 2018-04-18)
    Apr 18, 2018 · RAUM change · derived
  • Bowengroup Advisors Llc filed its initial SEC registration (Form ADV)
    Oct 9, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026